Appendix

Appendix A - Address Type

Code	Type	Accounts Valid For
M	Mailing Address	Corporate & Client
S	Street Address	Corporate
U	Unknown Address	Corporate & Client
H	Home Address	Client
W	Work Address	Client
B	Business Address	Client

Appendix B - Country Codes

Note

Currently, GSCS only supports accounts owned by permanent residents of the United States, using a valid Social Security or taxpayer ID number.

Please use “US” for the United States. For all other countries, please see https://www.iso.org/iso-3166-country-codes.html and look at the alpha-2 formatting.

Appendix C - Account Types

This list is as of February 1st, 2024, and is subject to change without notice.

Natural Person Accounts

Code	Description	Taxable
1	Inherited Roth IRA	No
2	Inherited Traditional IRA	No
6	Estate	No
9	Simple IRA	No
I	Individual	Yes
J	Joint – Rights of Survivorship	Yes
K	Joint – Tenants in Common	Yes
L	Joint – Community Property	Yes
M	Joint – Tenants by Entirety	Yes
P	SEP IRA	No
Q	IRA Rollover	No
R	Traditional IRA	No
S	Roth IRA	No
T	Custodial (UTMA)	Yes
U	Custodial (UGMA)	Yes
X	Revocable Trust	Yes
Y	401(k)	No

Entity Accounts

Code	Description	Taxable
3	Inherited Roth IRA Entity	No
4	Inherited Traditional IRA Entity	No
A	Corporation	Yes
B	General Partnership	Yes
C	Investment Club	Yes
D	Business/Irrevocable Trust	Yes
E	Limited Partnership	Yes
F	Limited Liability Corporation	Yes
G	Qualified Retirement Plan	No
H	Sole Proprietorship	Yes
V	Unincorporated Organization	Yes

Appendix D - Tax Lot Strategy

Code	Description
AVGC	Average Cost (All non-taxable accounts)
LGHL	Maximize Losses / Minimize Gains
HGLL	Maximize Gains / Minimize Losses
FIFO	First In – First Out
LSTG	Maximize Short-Term Losses
WLFS	Maximize Losses / Minimize Gains, Tax Weighted (ST Capital Gains Rate and LT Capital Gains Rate will be populated)
HLTG	Maximize Long-Term Gain
HSTG	Maximize Short-Term Gain
WGFS	Maximize Gains / Minimize Losses, Tax Weighted (ST Capital Gains Rate and LT Capital Gains Rate will be populated)
LIFO	Last In – First Out
LLTG	Maximize Long-Term Losses

Appendix E - Reason for Restriction

Code	Description
001	Awaiting SIMPLE IRA Employer Certification
002	Awaiting Customer Agreement Signature
003	Industry Affiliation
004	Awaiting Qualified Retirement Plan form
005	W-8 Form Required
006	Membership Closed
007	Miscellaneous
008	Invalid Contact Information
009	Account Escheated
010	Outgoing Transfer (All Assets)
011	Regulation-T Trading Debit
012	Debit Balance
013	Account Closed - Acct. Level Billing
014	Account Closed
015	Client is Deceased
016	10% Shareholder
017	Group Account Trustee
018	Compliance Restriction
019	Outgoing Transfer (Partial)
020	Pending Advisory Firm Review
021	Full Restriction
022	API Account Approval
023	Awaiting Inherited IRA Form
024	CIP Failure
025	Outgoing Transfer - Trading Activity
026	CC Processing Failures
027	Awaiting Entity Onboarding Questionnaire
028	ORC Review
029	Returned Mail
030	Awaiting Trust Evidence of Existence Document
031	Minor Age of Termination
032	Pending Guardian or Conservator Account Documents
033	Awaiting Entity Onboarding Questionnaire
034	Held Away 529 Plan Restriction
035	Awaiting Death Certificate for Inherited IRA
036	Awaiting Estate Documentation
037	Missing CIP Updates
038	Account Closure Requested

Appendix F - Instrument Type

This list is as of February 1st, 2024, and is subject to change without notice.

Code	Instrument
ADR	American Depository Receipt
ADRPFDST	ADR Preferred Stock
AGCYBOND	Agency Bond
CAPBAL	Capital Balance Alternative Inv
CASH	Cash
CD	Certificate of Deposit
CP	Commercial Paper
COLLATER	Collateral Bond
COMSTOCK	Common Stock
CORPBOND	Corporate Bond
CVPFDSTK	Convertible Preferred Stock
EQSN	Equity Structured Note
GOVBOND	Government Bond
MNYFUND	CORTLAND TR GEN MONEY MKT FD, CORTLAND TR US GOVT FD, CORTLAND TR TAX FREE MM FD, DP CASH NOT COVERED BY SIPC, DP PLUS NOT COVERED BY SIPC
MRTGPOOL	Mortgage Pool
MUNIBOND	Municipal Bond
MUTFDETF	ETF
MUTFUND	Exchanged-Traded Closed End Funds
MUTFUNDO	Exchanged-Traded Open End Funds
PFDSTK	Preferred Stock
PROTNOTE	Protected Note
REIT	Real Estate Investment Trust
REITPFD	REIT Preferred
RIGHTS	Rights
STRCNOTE	Structured Note
SWEEP	Sweep Security
UIT	Unit Investment Trust
UNITIZED	Unitized Alternative Inv
UNKBOND	Bonds
USLOP	Options
WARRANTS	Warrants

Appendix G - Market Code

Code	Market/Exchange
AMEX	American Stock Exchange
CBOE	Chicago Board Options Exchange
CBOT	Chicago Board of Trade
GADO	Government/Agency (Dealer Quote)
NASD	NASDAQ
NLST	No Listing
NSCC	National Securities Clearing Corporation
NYFE	New York Futures Exchange
NYSE	New York Stock Exchange
PAC	Pacific Stock Exchange
PHIL	Philadelphia Exchange
PINK	OTC Security

Appendix H - Transaction Code

This list is as of February 1st, 2024 and is subject to change without notice.

Transaction-Reference	Transaction Description	Category	Category ID	Sub Category	Sub Category ID
ACATC-	ACATS Transfer - Outgoing Cash	Transfers	3	ACATS Transfer	ACAT
ACATC-	ACATS Transfer - Incoming Security	Transfers	3	ACATS Transfer	ACAT
ACATS-	ACATS Transfer - Incoming Security	Transfers	3	ACATS Transfer	ACAT
ACATS-	ADR Fee	Transfers	3	ACATS Transfer	ACAT
ADRFEE-	Sweep Buy	Expenses	6	Trading Expenses	FTE
B-	Trade	Sweep Activity	8	Incoming	SBY
B-	Trade Allocation	Trades	4	Sells	SL
B-A	Sweep Buy	Trades	4	Buys	BY
B-B	Trade: Buy Vs Box	Sweep Activity	8	Incoming	SBY
BBX-	Trade: Buy to Cover
BC-	Direct Trade
B-D	Sweep Buy	Trades	4	Buys	BY
B-DEPOSIT_SWEEP	Trade	Sweep Activity	8	Incoming	SBY
B-MT	Bankruptcy	Trades	4	Buys	BY
BNKRT-	Paper Trade	Corporate Actions	7	Other	OHR
B-P	Reinvestments	Trades	4	Buys	BY
B-R	Window Trade	Trades	4	Reinvestments	REINV
B-W	Credit Adjustment	Trades	4	Buys	BY
CADJ-	Cash Adj. Receipt
CADJR-	Cash Adj. Withdrawal
CADJW-	Trade: Buy to Close
CB-	Deposit
CDEP-	Manual Fee Upload - Admin	Deposits	1	Miscellaneous Deposits	DMISC
CDEP-ADMIN	W9 Withholding	Expenses	6	Fee Refunds	RRF
CDEP-BKUP	Bill Pay	Expenses	6	Fee Refunds	RRF
CDEP-BPAY	Check Deposit	Deposits	1	Miscellaneous Deposits	DMISC
CDEP-CIR	Incoming Check Return	Deposits	1	Checks	ICK
CDEP-CKCL	Incoming Check	Deposits	1	Checks	ICK
CDEP-CKDP	Check Deposit	Deposits	1	Checks	ICK
CDEP-CKPX	Incoming Check Return	Deposits	1	Checks	ICK
CDEP-CKRT	Cash Transfer In	Deposits	1	Checks	ICK
CDEP-CONVBALDEP	Designated Beneficiary Plan Fe	Transfers	3	Internal Transfer - Incoming	TRI
CDEP-DBPF	Debit Card Return	Expenses	6	Fee Refunds	RRF
CDEP-DCARR	Dividend Foreign Tax Withheld	Deposits	1	Debit Card Activity	IDC
CDEP-DIVFT	LT Capital Gains Foreign Tax W	Expenses	6	Tax Withheld Activity	WITH
CDEP-DIVFTCGL	ST Capital Gains Foreign Tax W	Expenses	6	Fee Refunds	RRF
CDEP-DIVFTCGS	Return of Cap Foreign Tax With	Expenses	6	Fee Refunds	RRF
CDEP-DIVFTRCAPPRO	Dividend Domestic Tax Withheld	Expenses	6	Tax Withheld Activity	WITH
CDEP-DIVTW	Miscellaneous Deposit	Expenses	6	Tax Withheld Activity	WITH
CDEP-DM	Incoming ACH	Deposits	1	Miscellaneous Deposits	DMISC
CDEP-EDP	Incoming ACH Return	Deposits	1	ACH	IACH
CDEP-EWD	Express Mail Fee	Deposits	1	ACH	IACH
CDEP-FEE01	Wire Transfer Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE02	Certificate Delivery Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE03	Late Trade Settlement Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE04	Physical Corporate Action Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE05	Returned Check/ACH Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE06	NSF Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE07	Stop Payment Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE08	Check Copy Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE09	Research Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE10	Restricted Securities Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE11	DTC Transfer Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE12	Check Reorder Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE13	Account Closing Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE14	Voluntary Corporate Action Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE15	Misc Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE16	Securities Transfer Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE17	Securities Transfer Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE18	Cash Transfer Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE19	Broker Assisted Trade Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE20	Check Processing Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE21	Acat Transfer Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE22	Paper Statement Fee - Advisor	Expenses	6	Fee Refunds	RRF
CDEP-FEE23	Charge off Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE25	QR fee w/o	Expenses	6	Fee Refunds	RRF
CDEP-FEE26	Mutual Fund Redemption Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE27	IRA Maintenance Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE28	Waived Incoming Transfer Fees	Expenses	6	Fee Refunds	RRF
CDEP-FEE29	Inactivity Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE30	ADR Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE31	Invalid Email Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE32	Model Management Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE33	Fixed Income Fee - Advisor	Expenses	6	Fee Refunds	RRF
CDEP-FEE34	Fixed Income Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE35	Closed Account - Residual Balance Fee	Expenses	6	Fee Refunds	RRF
CDEP-FEE36	Cash Transfer In	Expenses	6	Fee Refunds	RRF
CDEP-IACTIN	Advisory Fee	Transfers	3	Internal Transfer - Incoming	TRI
CDEP-IAFEE01	Fee	Expenses	6	Fee Refunds	RRF
CDEP-IAFEE02	Custody and Clearing Fee	Expenses	6	Fee Refunds	RRF
CDEP-IAFEE03	Incoming International Wire	Expenses	6	Administrative Fees	FADM
CDEP-IIWD	Interest	Deposits	1	Wires	IWIRE
CDEP-INT	Low Balance Fee	Income	5	Interest	ITS
CDEP-LFE	Dividend - Long Term Capital Gain	Expenses	6	Fee Refunds	RRF
CDEP-LTCG	Manual Fee Upload - Management	Income	5	Capital Gains	CGD
CDEP-MANAGE	Cash Transfer In	Expenses	6	Fee Refunds	RRF
CDEP-MGJN	Reversal -Margin Interest	Transfers	3	Internal Transfer - Incoming	TRI
CDEP-MINT	Reversal of State Tax Witholding	Expenses	6	Interest Paid	INTM
CDEP-SITX	Dividend - Short Term Capital Gain	Expenses	6	Tax Withheld Activity	WITH
CDEP-STCG	Tender	Income	5	Capital Gains	CGD
CDEP-TEND	Cash Transfer In	Corporate Actions	7	Other	OHR
CDEP-TRDP	Incoming Domestic Wire	Transfers	3	Internal Transfer - Incoming	TRI
CDEP-WIRE	Incoming Wire Return	Deposits	1	Wires	IWIRE
CDEP-WIRT	Dividend	Deposits	1	Wires	IWIRE
CDIR-CDI	Dividend
CDIR-CDIR	Cash Credit	Income	5	Dividends	DI
CDMF-	Fee Credit - Admin	Expenses	6	Administrative Fees	FADM
CDMF-ADMIN	Management Fee Credit	Expenses	6	Administrative Fees	FADM
CDMF-MANAGE	Capital Gain Distribution	Expenses	6	Investment Management Fees	FIM
CGDLT-CGDLT	Capital Gain Distribution	Income	5	Capital Gains	CGD
CGDST-CGDST	Cash-In-Lieu of Fractional Shares	Income	5	Capital Gains	CGD
CIL-	Cash Distribution	Corporate Actions	7	Other	OHR
CLQ-CLQ	Cash Distribution	Income	5	Cash Liquidations	CL
CLQF-CLQF	Withdrawal	Income	5	Cash Liquidations	CL
CLTW-	Admin - Admin Fee	Withdrawals	2	Miscellaneous Withdrawals	WMISC
CLTW-ADMIN	Withholding Tax
CLTW-BKUP	Outgoing Check	Expenses	6	Tax Withheld Activity	WITH
CLTW-CHK	Outgoing Check	Withdrawals	2	Checks	OCK
CLTW-CIK	Outgoing Check	Withdrawals	2	Checks	OCK
CLTW-CKCL	Check Returned	Withdrawals	2	Checks	OCK
CLTW-CKRT	Designated Beneficiary Plan Fe	Withdrawals	2	Checks	OCK
CLTW-DBPF	Debit Card	Expenses	6	Administrative Fees	FADM
CLTW-DCARD	Dividend Foreign Tax Withheld	Withdrawals	2	Debit Card Activity	ODC
CLTW-DIVFT	LT Capital Gains Foreign Tax W	Expenses	6	Tax Withheld Activity	WITH
CLTW-DIVFTCGL	ST Capital Gains Foreign Tax W	Expenses	6	Trading Expenses	FTE
CLTW-DIVFTCGS	Return of Cap Foreign Tax With	Expenses	6	Trading Expenses	FTE
CLTW-DIVFTRCAPPRO	Dividend Domestic Tax Withheld	Expenses	6	Tax Withheld Activity	WITH
CLTW-DIVTW	Outgoing ACH Return	Expenses	6	Tax Withheld Activity	WITH
CLTW-EDP	Outgoing ACH	Withdrawals	2	ACH	OACH
CLTW-EWD	Express Mail Fee	Withdrawals	2	ACH	OACH
CLTW-FEE01	Wire Transfer Fee	Expenses	6	Administrative Fees	FADM
CLTW-FEE02	Certificate Delivery Fee	Expenses	6	Administrative Fees	FADM
CLTW-FEE03	Late Trade Settlement Fee	Expenses	6	Administrative Fees	FADM
CLTW-FEE04	Physical Corporate Action Fee	Expenses	6	Administrative Fees	FADM
CLTW-FEE05	Returned Check/ACH Fee	Expenses	6	Administrative Fees	FADM
CLTW-FEE06	NSF Fee	Expenses	6	Administrative Fees	FADM
CLTW-FEE07	Stop Payment Fee	Expenses	6	Administrative Fees	FADM
CLTW-FEE08	Check Copy Fee	Expenses	6	Administrative Fees	FADM
CLTW-FEE09	Research Fee	Expenses	6	Administrative Fees	FADM
CLTW-FEE10	Restricted Securities Fee	Expenses	6	Administrative Fees	FADM
CLTW-FEE11	DTC Transfer Fee	Expenses	6	Administrative Fees	FADM
CLTW-FEE12	Check Reorder Fee	Expenses	6	Administrative Fees	FADM
CLTW-FEE13	Account Closing Fee	Expenses	6	Administrative Fees	FADM
CLTW-FEE14	Voluntary Corporate Action Fee	Expenses	6	Administrative Fees	FADM
CLTW-FEE15	Misc Fee	Expenses	6	Administrative Fees	FADM
CLTW-FEE16	Securities Transfer Fee	Expenses	6	Administrative Fees	FADM
CLTW-FEE17	Securities Transfer Fee	Expenses	6	Administrative Fees	FADM
CLTW-FEE18	Cash Transfer Fee	Expenses	6	Administrative Fees	FADM
CLTW-FEE19	Broker Assisted Trade Fee	Expenses	6	Administrative Fees	FADM
CLTW-FEE20	Check Processing Fee	Expenses	6	Trading Expenses	FTE
CLTW-FEE21	Acat Transfer Fee	Expenses	6	Administrative Fees	FADM
CLTW-FEE22	Paper Statement Fee - Advisor	Expenses	6	Administrative Fees	FADM
CLTW-FEE23	Charge off Fee	Expenses	6	Administrative Fees	FADM
CLTW-FEE25	QR fee w/o	Expenses	6	Administrative Fees	FADM
CLTW-FEE26	Mutual Fund Redemption Fee	Expenses	6	Administrative Fees	FADM
CLTW-FEE27	IRA Maintenance Fee	Expenses	6	Trading Expenses	FTE
CLTW-FEE28	Waived Incoming Transfer Fees	Expenses	6	Administrative Fees	FADM
CLTW-FEE29	Inactivity Fee	Expenses	6	Administrative Fees	FADM
CLTW-FEE30	ADR Fee	Expenses	6	Administrative Fees	FADM
CLTW-FEE31	Invalid Email Fee	Expenses	6	Trading Expenses	FTE
CLTW-FEE32	Management Fee	Expenses	6	Administrative Fees	FADM
CLTW-FEE33	Admin - Fixed Income Fee	Expenses	6	Investment Management Fees	FIM
CLTW-FEE34	Admin - Fixed Income Fee
CLTW-FEE35	Admin - Closed Account - Residual Balance Fee
CLTW-FEE36	Cash Transfer Out
CLTW-IACTOUT	Management - Advisory Fee	Transfers	3	Internal Transfer - Outgoing	TRO
CLTW-IAFEE01	Trading - Foliofn Fee
CLTW-IAFEE02	Admin - Custody and Clearing Fee
CLTW-IAFEE03	Withholding Tax
CLTW-ITX	Low Balance Fee	Expenses	6	Tax Withheld Activity	WITH
CLTW-LFE	Management - Advisory Fee	Expenses	6	Administrative Fees	FADM
CLTW-MANAGE	Cash Transfer Out
CLTW-MGJN	Margin Interest	Transfers	3	Internal Transfer - Outgoing	TRO
CLTW-MINT	Outgoing International Wire	Expenses	6	Interest Paid	INTM
CLTW-OIWD	Pending Rights	Withdrawals	2	Wires	OWIRE
CLTW-RIGHT	Withholding Tax	Corporate Actions	7	Other	OHR
CLTW-SITX	Tender	Expenses	6	Tax Withheld Activity	WITH
CLTW-TEND	Cash Transfer Out	Corporate Actions	7	Other	OHR
CLTW-TRWD	Outgoing Domestic Wire	Transfers	3	Internal Transfer - Outgoing	TRO
CLTW-WIRE	Outgoing Wire	Withdrawals	2	Wires	OWIRE
CLTW-WIRO	Outgoing Wire Return	Withdrawals	2	Wires	OWIRE
CLTW-WIRT	Miscellaneous Withdrawal	Withdrawals	2	Wires	OWIRE
CLTW-WM	Client Consent	Withdrawals	2	Miscellaneous Withdrawals	WMISC
CNSNT-	Reimbursement for Consent Election	Corporate Actions	7	Other	OHR
CNSNT-	Commission Deposit	Income	5	Interest	ITS
COMDEP-	Reorg - Shares Added
CONV-	Reorg - Shares Removed	Corporate Actions	7	Reorg	REOG
CONV-	Trade: Sell to Close	Corporate Actions	7	Reorg	REOG
CS-	Cash Disbursement
CSD-	Cash Receipt
CSR-	Cash Receipt
CSR05-	Cash Receipt
CSR10-	Dutch Auction
DAUC-	Delivery	Corporate Actions	7	Other	OHR
DEL-	Deliver Vs Payment (Margin)
DELMRGN-	Defeasement
DFSMT-	Dividend
DIV-	Dividend - Long Term Capital Gain	Income	5	Dividends	DI
DIVCGL-	Dividend - Short Term Capital Gain	Income	5	Capital Gains	CGD
DIVCGS-	Dividend Fee Withheld	Income	5	Capital Gains	CGD
DIVFEE-	Dividend - Foreign Tax Withheld	Expenses	6	Trading Expenses	FTE
DIVFT-	Dividend - NRA Tax Withheld	Expenses	6	Tax Withheld Activity	WITH
DIVNRA-	Dividend - Return of Capital	Expenses	6	Tax Withheld Activity	WITH
DIVROC-	Dividend	Income	5	Return of Capital	ROC
DIVSUBBRW-	Dividend	Income	5	Dividends	DI
DIVSUBLN-	Dividend Adjustment (Tefra Withheld)	Income	5	Dividends	DI
DIVTW-	Dividend - Tax Exempt	Expenses	6	Trading Expenses	FTE
DIVTXEX-	DTC Reclaim	Income	5	Dividends	DI
DK-	DTC Reclaim
DTCRCL-	DTC Suspense IN
DTCSUS-	CNS-DTCC transfers
DTF-	ReOrg distrb. (DTF)
DTFRG-	Transfer of A/cs (DTF)
DTFTA-	DVP
DVP-	DVP-PrimeBrk
DVPB-	DVP-PrimeBrk Cleanup
DVPBC-	DVP Cleanup
DVPC-	DVP Reclaim
DVPR-	DWAC Delivery
DWACD-	DWAC Receive	Transfers	3	Internal Transfer - Outgoing	TRO
DWACR-	Election Merger	Transfers	3	Internal Transfer - Incoming	TRI
ELMGR-MER	Exchange	Corporate Actions	7	Mergers & Acquisitions	MGE
EXNI-EXNI	Exchange	Corporate Actions	7	Exchanges	EX
EXNO-EXNO	Exchange Offer	Corporate Actions	7	Exchanges	EX
EXOF-	Exchange	Corporate Actions	7	Exchanges	EX
EXTI-EXTI	Exchange	Corporate Actions	7	Exchanges	EX
EXTO-EXTO	FACTCA Withholding	Corporate Actions	7	Exchanges	EX
FATCAT-	Coupon Payment	Withdrawals	2	Miscellaneous Withdrawals	WMISC
FI_COUP-	Fixed Income Interest	Income	5	Interest	ITS
FI_INT-	FI Interest Adjustment	Income	5	Interest	ITS
FI_INT_ADJ-	Principal Payment	Income	5	Interest	ITS
FI_PRIN-	Principal Payment Adjustment	Lifecycle Events	9	Principal	PRI
FI_PRN_ADJ-	Fixed Income Maturity	Lifecycle Events	9	Principal	PRI
FIMAT-	Fail to Deliver	Lifecycle Events	9	Fixed Income Events	FIE
FTD-	Fail to Receive
FTR-	Early Call / Full Call
FULCL-	Income Adjustment	Lifecycle Events	9	Fixed Income Events	FIE
IADJ-	Interest	Income	5	Interest	ITS
IADJ-DIV	Dividend	Income	5	Interest	ITS
IADJ-DIVD	ADR Fee	Income	5	Dividends	DI
IADJ-FEE31	Legal	Expenses	6	Trading Expenses	FTE
IADJ-LEGAL	Dividend - Long Term Capital Gain	Corporate Actions	7	Other	OHR
IADJ-LTCG	Dividend	Income	5	Capital Gains	CGD
IADJ-MDIVD	Merger	Income	5	Dividends	DI
IADJ-MERG	Call	Corporate Actions	7	Mergers & Acquisitions	MGE
IADJ-PCALL	Return of Capital	Lifecycle Events	9	Fixed Income Events	FIE
IADJ-RCAPM	Dividend - Short Term Capital Gain	Income	5	Return of Capital	ROC
IADJ-STCG	Withholding Tax	Income	5	Capital Gains	CGD
IADJ-TAXM	Tender	Expenses	6	Tax Withheld Activity	WITH
IADJ-TEND	Credit/Margin Interest	Corporate Actions	7	Other	OHR
INT-	Credit/Margin Interest	Expenses	6	Interest Paid	INTM
INT-	Bond Interest (non-taxable)	Expenses	6	Interest Paid	INTM
INTBN-	Bond Interest (taxable)	Income	5	Interest	ITS
INTBT-	Interest - NRA Tax Withheld	Income	5	Interest	ITS
INTNRA-	Short Credit Interest Rebate	Expenses	6	Trading Expenses	FTE
INTS-	Dividend Adjustment (Tefra Withheld)
INTTW-	Trustee Transfer	Expenses	6	Trading Expenses	FTE
IRA0000-	Normal Retirement Distribution
IRA0001-	Pre-Retirement Distribution
IRA0002-	Disability Distribution
IRA0003-	Death Distribution-Spousal Rollover
IRA0004-	Death Distribution
IRA0005-	Divorce Distribution
IRA0006-	Refund of Excess
IRA0008-	Refund of Excess -72(t)(2) Exception
IRA0009-	Refund of Excess - Roth Qualified
IRA0010-	Refund of Excess – Roth nonQualified
IRA0011-	Direct Rollover
IRA0012-	Recharacterization
IRA0013-	Prohibited Transaction
IRA0014-	Loan Default
IRA0015-	Loan Payout
IRA0016-	Removal of Excess Aggregate Contribution
IRA0018-	72(t)(2) Exception
IRA0019-	Divorce Transfer
IRA0021-	Death Distrbn -Spouse- 1+yrs after death (HAS
IRA0024-	Death Distrbn -Estate- 1+yrs after death (HAS
IRA0025-	Transfer In
IRA0100-	Rollover Contribution
IRA0110-	Recharacterized Contribution
IRA0120-	Conversion Contribution
IRA0130-	Direct Rollover
IRA0140-	Regular Contribution
IRA0200-	SEP Contribution
IRA0210-	Catch-Up Contribution
IRA0300-	Employee Contribution
IRA0500-	Employer Contribution
IRA0510-	Loan Payment
IRA0520-	Transaction Correction
IRAJNL-	Internal Transfer
ITRF-	Journal Entry
JNL-	Journal Entry (Cash)
JNLC-	Cash Credit
JNLD-	Journal Vs Pymt (Margin)	Expenses	6	Administrative Fees	FADM
JNLMRGN-	Corporate Action Adjustment
JNLS-	Loan Mark (StkBrw&Loan)	Corporate Actions	7	Other	OHR
LMRK-	Liquidation
LQDTN-	Early Lottery Call	Corporate Actions	7	Other	OHR
LTCAL-	Merger or Acquisition	Lifecycle Events	9	Fixed Income Events	FIE
MA-	Merger or Acquisition	Corporate Actions	7	Exchanges	EX
MA-	Merger or Acquisition - Cash	Corporate Actions	7	Exchanges	EX
MAC-	Merger or Acquisition - Security	Corporate Actions	7	Mergers & Acquisitions	MGE
MAS-	Merger or Acquisition - Security	Corporate Actions	7	Mergers & Acquisitions	MGE
MAS-	Merger	Corporate Actions	7	Mergers & Acquisitions	MGE
MER-MER	Mutual Fund Share Class Exchange	Corporate Actions	7	Mergers & Acquisitions	MGE
MFCONV-	Mutual Fund Share Class Exchange	Corporate Actions	7	Exchanges	EX
MFCONV-MFMAN	Mutual Fund Share Class Exchange	Corporate Actions	7	Exchanges	EX
MFCONV-MFVOL		Corporate Actions	7	Exchanges	EX
MFEEI-	Fee
MFEEI-ADMIN	W9 Withholding	Expenses	6	Administrative Fees	FADM
MFEEI-BKUP	Designated Beneficiary Plan Fe	Expenses	6	Trading Expenses	FTE
MFEEI-DBPF	Dividend Foreign Tax Withheld	Expenses	6	Administrative Fees	FADM
MFEEI-DIVFT	LT Capital Gains Foreign Tax W	Expenses	6	Tax Withheld Activity	WITH
MFEEI-DIVFTCGL	ST Capital Gains Foreign Tax W	Expenses	6	Trading Expenses	FTE
MFEEI-DIVFTCGS	Return of Cap Foreign Tax With	Expenses	6	Trading Expenses	FTE
MFEEI-DIVFTRCAPPRO	Dividend Domestic Tax Withheld	Expenses	6	Tax Withheld Activity	WITH
MFEEI-DIVTW	Express Mail Fee	Expenses	6	Tax Withheld Activity	WITH
MFEEI-FEE01	Wire Transfer Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE02	Certificate Delivery Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE03	Late Trade Settlement Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE04	Physical Corporate Action Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE05	Returned Check/ACH Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE06	NSF Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE07	Stop Payment Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE08	Check Copy Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE09	Research Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE10	Restricted Securities Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE11	DTC Transfer Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE12	Check Reorder Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE13	Account Closing Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE14	Voluntary Corporate Action Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE15	Misc Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE16	Securities Transfer Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE17	Securities Transfer Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE18	Cash Transfer Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE19	Broker Assisted Trade Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE20	Check Processing Fee	Expenses	6	Trading Expenses	FTE
MFEEI-FEE21	Acat Transfer Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE22	Paper Statement Fee - Advisor	Expenses	6	Administrative Fees	FADM
MFEEI-FEE23	Charge off Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE25	QR fee w/o	Expenses	6	Administrative Fees	FADM
MFEEI-FEE26	Mutual Fund Redemption Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE27	IRA Maintenance Fee	Expenses	6	Trading Expenses	FTE
MFEEI-FEE28	Waived Incoming Transfer Fees	Expenses	6	Administrative Fees	FADM
MFEEI-FEE29	Inactivity Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE30	ADR Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE31	Invalid Email Fee	Expenses	6	Trading Expenses	FTE
MFEEI-FEE32	Management Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE33	Management Fee	Expenses	6	Investment Management Fees	FIM
MFEEI-FEE34	Fixed Income Fee	Expenses	6	Investment Management Fees	FIM
MFEEI-FEE35	Closed Account - Residual Balance Fee	Expenses	6	Administrative Fees	FADM
MFEEI-FEE36	Management Fee	Expenses	6	Administrative Fees	FADM
MFEEI-IAFEE01	Fee	Expenses	6	Investment Management Fees	FIM
MFEEI-IAFEE02	Custody and Clearing Fee	Expenses	6	Trading Expenses	FTE
MFEEI-IAFEE03	Low Balance Fee	Expenses	6	Administrative Fees	FADM
MFEEI-LFE	Management Fee	Expenses	6	Administrative Fees	FADM
MFEEI-MANAGE	Name Change	Expenses	6	Investment Management Fees	FIM
NC-	Name Change	Corporate Actions	7	Name Changes	NMC
NC-NC	Trade: Buy to Open	Corporate Actions	7	Name Changes	NMC
OB-	Odd Lot
ODLOT-	Equity Buy Leg for Assignment	Corporate Actions	7	Other	OHR
OPASN-	Equity Sell Leg for Assignment	Lifecycle Events	9	Option Events	OPT
OPASN-	Short Call Option Assignment	Lifecycle Events	9	Option Events	OPT
OPASN-	Short Put Option Assignment	Lifecycle Events	9	Option Events	OPT
OPASN-	Long Option Expire	Lifecycle Events	9	Option Events	OPT
OPEXP-	Short Option Expire	Lifecycle Events	9	Option Events	OPT
OPEXP-	Equity Buy Leg of Exercise	Lifecycle Events	9	Option Events	OPT
OPXRC-	Equity Sell Leg of Exercise	Lifecycle Events	9	Option Events	OPT
OPXRC-	Long Call Option Exercise	Lifecycle Events	9	Option Events	OPT
OPXRC-	Long Put Option Exercise	Lifecycle Events	9	Option Events	OPT
OPXRC-	Trade: Sell to Open	Lifecycle Events	9	Option Events	OPT
OS-	Payment In Kind
PINK-	Profit/Loss	Corporate Actions	7	Other	OHR
PL-	Early Pro-Rata Call
PRCAL-	Prerefunding
PRFND-	Pass Thru Charge	Lifecycle Events	9	Fixed Income Events	FIE
PTC-	Pass Thru Rebate
PTR-	Put Bond
PUTBD-	Return of Capital	Lifecycle Events	9	Fixed Income Events	FIE
RCAPPRO-RCAPPRO	Return of Capital	Income	5	Return of Capital	ROC
RCAP-RCAP	Dividend Reinvestment	Income	5	Return of Capital	ROC
RDIV-	Receive	Trades	4	Reinvestments	REINV
REC-	RecieveVsPymt (Margin)
RECMRGN-	Full Redemption
REDFULL-	Partial Redemption
REDPART-	Principal Redemption	Lifecycle Events	9	Fixed Income Events	FIE
REDPRIN-	Reorg - Shares Added	Lifecycle Events	9	Fixed Income Events	FIE
REORG-	Reorg - Shares Removed	Corporate Actions	7	Reorg	REOG
REORG-	Reorg - Shares Added	Corporate Actions	7	Reorg	REOG
REORG-	Reorg - Shares Removed	Corporate Actions	7	Other	OHR
REORG-	REPO	Corporate Actions	7	Other	OHR
REP-	Rights Exercise
RGTEX-	Unknown	Lifecycle Events	9	Equity Events	EE
RND-	Rev REPO
RRP-	Miscellaneous Withdrawal
RS-RS	Rights Offering Reorg	Withdrawals	2	Miscellaneous Withdrawals	WMISC
RTS-	RVP	Corporate Actions	7	Other	OHR
RVP-	RVP-PrimeBrk
RVPB-	RVP-PrimeBrk Cleanup
RVPBC-	RVP Cleanup
RVPC-	RVP Reclaim
RVPR-	Trade
S-	Trade Allocation	Trades	4	Sells	SL
S-A	Trade: Short Vs Box	Trades	4	Buys	BY
SBX-	Symbol Change
SC-	Direct Trade	Corporate Actions	7	Name Changes	NMC
S-D	Security Delivery Out	Trades	4	Buys	BY
SDO-	Capital Balance Adjustment	Transfers	3	Internal Transfer - Outgoing	TRO
SDO-CBAD	Securities (Transfer)	Transfers	3	Internal Transfer - Outgoing	TRO
SDO-DM	Non-ACATS Transfer - Outgoing	Transfers	3	Internal Transfer - Outgoing	TRO
SDO-ETRO	Exchange	Transfers	3	Non-ACATS Transfer	NACAT
SDO-EXCG	Internal Transfer - Outgoing	Corporate Actions	7	Exchanges	EX
SDO-IACTOUT	Transfers Out	Transfers	3	Internal Transfer - Outgoing	TRO
SDO-ITRO	Legal	Transfers	3	Internal Transfer - Outgoing	TRO
SDO-LEGAL	Merger	Corporate Actions	7	Other	OHR
SDO-MERG	Call	Corporate Actions	7	Mergers & Acquisitions	MGE
SDO-PCALL	Stock Split - Shares Removed	Lifecycle Events	9	Fixed Income Events	FIE
SDO-RSPLIT	Share Adjustment	Corporate Actions	7	Stock Splits	SPL
SDO-SADJ	Stock Dividend	Transfers	3	Internal Transfer - Outgoing	TRO
SDO-SDOUT	Stock Spin Off	Income	5	Dividends	DI
SDO-SPINO	Tender	Corporate Actions	7	Stock Spin Offs	SNO
SDO-TEND	Stock Dividend	Corporate Actions	7	Other	OHR
SD-SD	Security Deposit	Income	5	Dividends	DI
SECDEP-	Stock Loan
SL-	Trade
S-LEGAL	Trade	Trades	4	Sells	SL
S-MAN	Trade	Trades	4	Sells	SL
S-MT	Paper Trade	Trades	4	Buys	BY
S-P	Trade	Trades	4	Buys	BY
S-PCALL	Stock Spin Off	Trades	4	Sells	SL
SPNI-SPNI	Stock Spin Off	Corporate Actions	7	Stock Spin Offs	SNO
SPNO-SPNO	Sp. Pymt Order (StkBrw&Loan)	Corporate Actions	7	Stock Spin Offs	SNO
SPO-	Security Position Realignment
SPREALIGN-	Stock Spin Off
SPTI-SPTI	Stock Spin Off	Corporate Actions	7	Stock Spin Offs	SNO
SPTO-SPTO	Security Receive In	Corporate Actions	7	Stock Spin Offs	SNO
SRI-	Capital Balance Adjustment	Transfers	3	Internal Transfer - Incoming	TRI
SRI-CBAD	Securities (Transfer)	Transfers	3	Internal Transfer - Incoming	TRI
SRI-DM	Non-ACATS Transfer - Incoming	Transfers	3	Internal Transfer - Incoming	TRI
SRI-ETRI	Exchange	Transfers	3	Non-ACATS Transfer	NACAT
SRI-EXCG	Stock Split - Shares Added	Corporate Actions	7	Exchanges	EX
SRI-FSPLIT	Trade	Corporate Actions	7	Stock Splits	SPL
S-RIGHT	Internal Transfer - Incoming	Trades	4	Sells	SL
SRI-IACTIN	Transfers In	Transfers	3	Internal Transfer - Incoming	TRI
SRI-ITRI	Legal	Transfers	3	Internal Transfer - Incoming	TRI
SRI-LEGAL	Merger	Corporate Actions	7	Other	OHR
SRI-MERG	Call	Corporate Actions	7	Mergers & Acquisitions	MGE
SRI-PCALL	Dividend Reinvestment	Lifecycle Events	9	Fixed Income Events	FIE
SRI-RDIV	Dividend Reinvestment	Income	5	Dividends	DI
SRI-RDIVLTCG	Dividend Reinvestment	Income	5	Dividends	DI
SRI-RDIVSTCG	Share Adjustment	Income	5	Dividends	DI
SRI-SADJ	Stock Dividend	Transfers	3	Internal Transfer - Incoming	TRI
SRI-SDIN	Stock Spin Off	Income	5	Dividends	DI
SRI-SPINI	Tender	Corporate Actions	7	Stock Spin Offs	SNO
SRI-TEND	Trade	Corporate Actions	7	Other	OHR
SS-	Sweep Sell
S-S	Stock Split - Shares Added	Sweep Activity	8	Outgoing	SSL
SS-FSS	Stock Spin Off	Corporate Actions	7	Stock Splits	SPL
SSO-	Stock Spin Off	Corporate Actions	7	Stock Spin Offs	SNO
SSO-	Stock Split - Shares Added	Corporate Actions	7	Stock Spin Offs	SNO
SSP-	Stock Split - Shares Removed	Corporate Actions	7	Stock Splits	SPL
SSP-	Stock Split - Shares Added	Corporate Actions	7	Stock Splits	SPL
SSPF-	Stock Split - Shares Removed	Corporate Actions	7	Stock Splits	SPL
SSPF-	Stock Split - Shares Added	Corporate Actions	7	Stock Splits	SPL
SSPR-	Stock Split - Shares Removed	Corporate Actions	7	Stock Splits	SPL
SSPR-	Stock Split - Shares Removed	Corporate Actions	7	Stock Splits	SPL
SS-RSS	Trade	Corporate Actions	7	Stock Splits	SPL
S-TEND	Window Trade	Trades	4	Sells	SL
S-W	Tender	Trades	4	Sells	BY
TENDR-	Capital Call	Corporate Actions	7	Other	OHR
TRD-CAPC	Purchase	Trades	4	Buys	BY
TRD-PRCH	Redemption	Trades	4	Buys	BY
TRD-RED	Securities (Transfer)	Trades	4	Sells	SL
TSDO-TSDO	Securities (Transfer)	Transfers	3	Internal Transfer - Outgoing	TRO
TSRI-TSRI	Unit Separation	Transfers	3	Internal Transfer - Incoming	TRI
UNITSEP-	Miscellaneous Deposit	Corporate Actions	7	Other	OHR
UNRS-UNRS	Voluntary Reorg	Deposits	1	Miscellaneous Deposits	DMISC
VOLUN-	Wire In	Corporate Actions	7	Other	OHR
WIREI-	Wire Out
WIREO-	Warrants Exercise
WNTEX-	Misc. Withdrawal	Lifecycle Events	9	Equity Events	EE
WOFF-WOF	Miscellaneous Withdrawal
WOFF-WOFF	Warrants Reorg	Withdrawals	2	Miscellaneous Withdrawals	WMISC
WTS-	Exception Journals	Corporate Actions	7	Other	OHR
XJNL-	Exch. Security Delivery Out
XSDO-	Non-ACATS Transfer - Outgoing	Transfers	3	Internal Transfer - Outgoing	TRO
XSDO-MAN	Non-ACATS Transfer - Outgoing	Transfers	3	Non-ACATS Transfer	NACAT
XSDO-XSDO	Non-ACATS Transfer - Incoming	Transfers	3	Non-ACATS Transfer	NACAT
XSRI-	Securities (Transfer)	Transfers	3	Non-ACATS Transfer	NACAT
XSRI-XSRI	External Transfer
XTRF-

Appendix I - Reasons for Trade

Code	Name	Description
AG	Adjustment to guidelines	The order was placed due to an adjustment to guidelines.
AI	Auto investment	The order was placed by a pre-scheduled auto investment order. An auto investment order is an order that is automatically placed on a certain date of a month based on the settings in the account. This subtype can only be dollar-based.
AS	Account sync	The order was placed within the account to synchronize the sub-accounts of the account to the subscribed allocation.
AT	Account template sync	The order was placed by the allocation manager to synchronize the account to the target weights of the allocation.
CR	Client request	The order was placed at the request of the client.
DR	Automatic dividend reinvestment	The order was placed to reinvest a cash distribution, such as a dividend.
MS	Model sync	The order was placed to synchronize the sub-accounts current weights to the model’s target weights.
NS	Not specified	The reason for the order was not specified.
OP	Operations	The order was placed for an operational function.
OT	Other	The order was placed for a reason that was not specified in our categories.
RC	Raise cash	The reason for the order is to generate a cash position.
SC	Strategy change	The reason for the order is a change of investment strategy.
TL	Tax loss selling	The reason for the order is to realize losses on securities.

Appendix J - Accounting Method

Code	Description
FIFO	First In - First Out
HGLL	Maximize Gains / Minimize Losses
HLTG	Maximize Long-term Gain
HSTG	Maximize Short-term Gain
LGHL	Maximize Losses / Minimize Gains (default)
LIFO	Last In - First Out
LLTG	Maximize Long-term Losses
LSTG	Maximize Short-term Losses
WLFS	Maximize Losses / Minimize Gains, Weighted
WGFS	Maximize Gains / Minimize Losses, Weighted

Appendix K - Mutual Fund Offering

Value	Description
NO_LOAD	Not a Load Fund
LOAD_WAIVED	Load waived is fee-based only
LOAD_AT_LOAD	Load Fund
MULTI_OMNIBUS	Load waived is fee-based, also available as load
NAV_TO_ALL	Load waived is available to everyone
MULTI_OMNIBUS_NAV_TO_ALL	Load waived is available to everyone, also available as load

Appendix L - Asset Type

Code	Description
ALT	Alternative Investments
E	Equity
F	Fixed Income
M	Mutual Fund
MM	Money Market
O	Options

Appendix M - Rebill Indicator

Code	Description
C	Cancel
R	Active
X	Cancel/Rebooked

Appendix N - Capacity

Code	Description
A	Agent
P	Principal
R	Mixed Capacity

Appendix O - Margin

Code	Description
C	Cash
M	Margin
W	Watch
Z	Model

Was this page useful?

Give feedback to help us improve developer.gs.com and serve you better.

Appendix A - Address Type
Appendix B - Country Codes
Appendix C - Account Types
Appendix D - Tax Lot Strategy
Appendix E - Reason for Restriction
Appendix F - Instrument Type
Appendix G - Market Code
Appendix H - Transaction Code
Appendix I - Reasons for Trade
Appendix J - Accounting Method
Appendix K - Mutual Fund Offering
Appendix L - Asset Type
Appendix M - Rebill Indicator
Appendix N - Capacity
Appendix O - Margin

Goldman Sachs DeveloperPrivacy and CookiesGS Terms & ConditionsRegulatory DisclosuresSecurity

GS DAP® is owned and operated by Goldman Sachs. This site is for informational purposes only and does not constitute an offer to provide, or the solicitation of an offer to provide access to or use of GS DAP®. Any subsequent commitment by Goldman Sachs to provide access to and / or use of GS DAP® would be subject to various conditions, including, amongst others, (i) satisfactory determination and legal review of the structure of any potential product or activity, (ii) receipt of all internal and external approvals (including potentially regulatory approvals); (iii) execution of any relevant documentation in a form satisfactory to Goldman Sachs; and (iv) completion of any relevant system / technology / platform build or adaptation required or desired to support the structure of any potential product or activity. All GS DAP® features may not be available in certain jurisdictions. Not all features of GS DAP® will apply to all use cases. Use of terms (e.g., "account") on GS DAP® are for convenience only and does not imply any regulatory or legal status by such term.

¹ Real-time data can be impacted by planned system maintenance, connectivity or availability issues stemming from related third-party service providers, or other intermittent or unplanned technology issues.

Transaction Banking services are offered by Goldman Sachs Bank USA ("GS Bank") and its affiliates. GS Bank is a New York State chartered bank, a member of the Federal Reserve System and a Member FDIC. For additional information, please see Bank Regulatory Information.

Certain solutions and Institutional Services described herein are provided via our Marquee platform. The Marquee platform is for institutional and professional clients only. This site is for informational purposes only and does not constitute an offer to provide the Marquee platform services described, nor an offer to sell, or the solicitation of an offer to buy, any security. Some of the services and products described herein may not be available in certain jurisdictions or to certain types of clients. Please contact your Goldman Sachs sales representative with any questions. Any data or market information presented on the site is solely for illustrative purposes. There is no representation that any transaction can or could have been effected on such terms or at such prices. Please see https://www.goldmansachs.com/disclaimer/sec-div-disclaimers-for-electronic-comms.html for additional information.

² Source: Goldman Sachs Asset Management, as of March 31, 2025.

Mosaic is a service mark of Goldman Sachs & Co. LLC. This service is made available in the United States by Goldman Sachs & Co. LLC and outside of the United States by Goldman Sachs International, or its local affiliates in accordance with applicable law and regulations. Goldman Sachs International and Goldman Sachs & Co. LLC are the distributors of the Goldman Sachs Funds. Depending upon the jurisdiction in which you are located, transactions in non-Goldman Sachs money market funds are affected by either Goldman Sachs & Co. LLC, a member of FINRA, SIPC and NYSE, or Goldman Sachs International. For additional information contact your Goldman Sachs representative. Goldman Sachs & Co. LLC, Goldman Sachs International, Goldman Sachs Liquidity Solutions, Goldman Sachs Asset Management, L.P., and the Goldman Sachs funds available through Goldman Sachs Liquidity Solutions and other affiliated entities, are under the common control of the Goldman Sachs Group, Inc.

Goldman Sachs & Co. LLC is a registered U.S. broker-dealer and futures commission merchant, and is subject to regulatory capital requirements including those imposed by the SEC, the U.S. Commodity Futures Trading Commission (CFTC), the Chicago Mercantile Exchange, the Financial Industry Regulatory Authority, Inc. and the National Futures Association.

FOR INSTITUTIONAL USE ONLY - NOT FOR USE AND/OR DISTRIBUTION TO RETAIL AND THE GENERAL PUBLIC.

This material is for informational purposes only. It is not an offer or solicitation to buy or sell any securities.

THIS MATERIAL DOES NOT CONSTITUTE AN OFFER OR SOLICITATION IN ANY JURISDICTION WHERE OR TO ANY PERSON TO WHOM IT WOULD BE UNAUTHORIZED OR UNLAWFUL TO DO SO. Prospective investors should inform themselves as to any applicable legal requirements and taxation and exchange control regulations in the countries of their citizenship, residence or domicile which might be relevant. This material is provided for informational purposes only and should not be construed as investment advice or an offer or solicitation to buy or sell securities. This material is not intended to be used as a general guide to investing, or as a source of any specific investment recommendations, and makes no implied or express recommendations concerning the manner in which any client's account should or would be handled, as appropriate investment strategies depend upon the client's investment objectives.

United Kingdom: In the United Kingdom, this material is a financial promotion and has been approved by Goldman Sachs Asset Management International, which is authorized and regulated in the United Kingdom by the Financial Conduct Authority.

European Economic Area (EEA): This marketing communication is disseminated by Goldman Sachs Asset Management B.V., including through its branches ("GSAM BV"). GSAM BV is authorised and regulated by the Dutch Authority for the Financial Markets (Autoriteit Financiële Markten, Vijzelgracht 50, 1017 HS Amsterdam, The Netherlands) as an alternative investment fund manager ("AIFM") as well as a manager of undertakings for collective investment in transferable securities ("UCITS"). Under its licence as an AIFM, the Manager is authorized to provide the investment services of (i) reception and transmission of orders in financial instruments; (ii) portfolio management; and (iii) investment advice. Under its licence as a manager of UCITS, the Manager is authorized to provide the investment services of (i) portfolio management; and (ii) investment advice.

Information about investor rights and collective redress mechanisms are available on www.gsam.com/responsible-investing (section Policies & Governance). Capital is at risk. Any claims arising out of or in connection with the terms and conditions of this disclaimer are governed by Dutch law.

To the extent it relates to custody activities, this financial promotion is disseminated by Goldman Sachs Bank Europe SE ("GSBE"), including through its authorised branches. GSBE is a credit institution incorporated in Germany and, within the Single Supervisory Mechanism established between those Member States of the European Union whose official currency is the Euro, subject to direct prudential supervision by the European Central Bank (Sonnemannstrasse 20, 60314 Frankfurt am Main, Germany) and in other respects supervised by German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht, BaFin) (Graurheindorfer Straße 108, 53117 Bonn, Germany; website: www.bafin.de) and Deutsche Bundesbank (Hauptverwaltung Frankfurt, Taunusanlage 5, 60329 Frankfurt am Main, Germany).

Switzerland: For Qualified Investor use only - Not for distribution to general public. This is marketing material. This document is provided to you by Goldman Sachs Bank AG, Zürich. Any future contractual relationships will be entered into with affiliates of Goldman Sachs Bank AG, which are domiciled outside of Switzerland. We would like to remind you that foreign (Non-Swiss) legal and regulatory systems may not provide the same level of protection in relation to client confidentiality and data protection as offered to you by Swiss law.

Asia excluding Japan: Please note that neither Goldman Sachs Asset Management (Hong Kong) Limited ("GSAMHK") or Goldman Sachs Asset Management (Singapore) Pte. Ltd. (Company Number: 201329851H ) ("GSAMS") nor any other entities involved in the Goldman Sachs Asset Management business that provide this material and information maintain any licenses, authorizations or registrations in Asia (other than Japan), except that it conducts businesses (subject to applicable local regulations) in and from the following jurisdictions: Hong Kong, Singapore, India and China. This material has been issued for use in or from Hong Kong by Goldman Sachs Asset Management (Hong Kong) Limited and in or from Singapore by Goldman Sachs Asset Management (Singapore) Pte. Ltd. (Company Number: 201329851H).

Australia: This material is distributed by Goldman Sachs Asset Management Australia Pty Ltd ABN 41 006 099 681, AFSL 228948 (‘GSAMA’) and is intended for viewing only by wholesale clients for the purposes of section 761G of the Corporations Act 2001 (Cth). This document may not be distributed to retail clients in Australia (as that term is defined in the Corporations Act 2001 (Cth)) or to the general public. This document may not be reproduced or distributed to any person without the prior consent of GSAMA. To the extent that this document contains any statement which may be considered to be financial product advice in Australia under the Corporations Act 2001 (Cth), that advice is intended to be given to the intended recipient of this document only, being a wholesale client for the purposes of the Corporations Act 2001 (Cth). Any advice provided in this document is provided by either of the following entities. They are exempt from the requirement to hold an Australian financial services licence under the Corporations Act of Australia and therefore do not hold any Australian Financial Services Licences, and are regulated under their respective laws applicable to their jurisdictions, which differ from Australian laws. Any financial services given to any person by these entities by distributing this document in Australia are provided to such persons pursuant to the respective ASIC Class Orders and ASIC Instrument mentioned below.

Goldman Sachs Asset Management, LP (GSAMLP), Goldman Sachs & Co. LLC (GSCo), pursuant ASIC Class Order 03/1100; regulated by the US Securities and Exchange Commission under US laws.
Goldman Sachs Asset Management International (GSAMI), Goldman Sachs International (GSI), pursuant to ASIC Class Order 03/1099; regulated by the Financial Conduct Authority; GSI is also authorized by the Prudential Regulation Authority, and both entities are under UK laws.
Goldman Sachs Asset Management (Singapore) Pte. Ltd. (GSAMS), pursuant to ASIC Class Order 03/1102; regulated by the Monetary Authority of Singapore under Singaporean laws
Goldman Sachs Asset Management (Hong Kong) Limited (GSAMHK), pursuant to ASIC Class Order 03/1103 and Goldman Sachs (Asia) LLC (GSALLC), pursuant to ASIC Instrument 04/0250; regulated by the Securities and Futures Commission of Hong Kong under Hong Kong laws

No offer to acquire any interest in a fund or a financial product is being made to you in this document. If the interests or financial products do become available in the future, the offer may be arranged by GSAMA in accordance with section 911A(2)(b) of the Corporations Act. GSAMA holds Australian Financial Services Licence No. 228948. Any offer will only be made in circumstances where disclosure is not required under Part 6D.2 of the Corporations Act or a product disclosure statement is not required to be given under Part 7.9 of the Corporations Act (as relevant).

FOR DISTRIBUTION ONLY TO FINANCIAL INSTITUTIONS, FINANCIAL SERVICES LICENSEES AND THEIR ADVISERS. NOT FOR VIEWING BY RETAIL CLIENTS OR MEMBERS OF THE GENERAL PUBLIC

Canada: This presentation has been communicated in Canada by GSAM LP, which is registered as a portfolio manager under securities legislation in all provinces of Canada and as a commodity trading manager under the commodity futures legislation of Ontario and as a derivatives adviser under the derivatives legislation of Quebec. GSAM LP is not registered to provide investment advisory or portfolio management services in respect of exchange-traded futures or options contracts in Manitoba and is not offering to provide such investment advisory or portfolio management services in Manitoba by delivery of this material.

Japan: This material has been issued or approved in Japan for the use of professional investors defined in Article 2 paragraph (31) of the Financial Instruments and Exchange Law ("FIEL"). Also, any description regarding investment strategies on or funds as collective investment scheme under Article 2 paragraph (2) item 5 or item 6 of FIEL has been approved only for Qualified Institutional Investors defined in Article 10 of Cabinet Office Ordinance of Definitions under Article 2 of FIEL.

Interest Rate Benchmark Transition Risks: This transaction may require payments or calculations to be made by reference to a benchmark rate ("Benchmark"), which will likely soon stop being published and be replaced by an alternative rate, or will be subject to substantial reform. These changes could have unpredictable and material consequences to the value, price, cost and/or performance of this transaction in the future and create material economic mismatches if you are using this transaction for hedging or similar purposes. Goldman Sachs may also have rights to exercise discretion to determine a replacement rate for the Benchmark for this transaction, including any price or other adjustments to account for differences between the replacement rate and the Benchmark, and the replacement rate and any adjustments we select may be inconsistent with, or contrary to, your interests or positions. Other material risks related to Benchmark reform can be found at https://www.gs.com/interest-rate-benchmark-transition-notice. Goldman Sachs cannot provide any assurances as to the materialization, consequences, or likely costs or expenses associated with any of the changes or risks arising from Benchmark reform, though they may be material. You are encouraged to seek independent legal, financial, tax, accounting, regulatory, or other appropriate advice on how changes to the Benchmark could impact this transaction.

Confidentiality: No part of this material may, without GSAM's prior written consent, be (i) copied, photocopied or duplicated in any form, by any means, or (ii) distributed to any person that is not an employee, officer, director, or authorized agent of the recipient.

GSAM Services Private Limited (formerly Goldman Sachs Asset Management (India) Private Limited) acts as the Investment Advisor, providing non-binding non-discretionary investment advice to dedicated offshore mandates, involving Indian and overseas securities, managed by GSAM entities based outside India. Members of the India team do not participate in the investment decision making process.