Data File Specifications v3.6

Overview

Goldman Sachs Custody Solutions (“GSCS”) provides a standardized series of data files that contain relevant account, transaction, position, and security information for third-party integrations. The following document provides details on delivery, conventions, and detailed descriptions of each file supported.

File Naming Convention

GSCS core files use a consistent file naming convention. File names are constructed as follows: FNMMDDYY.Extension

Prefix	MM	DD	YY	.	Extension
FN	2-digit month	2-digit day	2-digit year	.	file extension identifier

Example: Account file for March 17, 2025, will be named FN031725.ID1

Prefix	MM	DD	YY	.	Extension
FN	03	17	25	.	ID1

GSCS Delayed Tax Lot Files are constructed as follows: GSCSMMDDYY.Extension

Prefix	MM	DD	YY	.	Extension
GSCS	2-digit month	2-digit day	2-digit year	.	file extension identifier

Example: Tax Lot file for March 17, 2025, will be named FN031725.TL1

Prefix	MM	DD	YY	.	Extension
GSCS	03	17	25	.	TL1

Note

Dates contained within a file are independent from the date in the file name. For example, it is possible to have a security price for 12/31/21 in the file FN031722.MV1.

File Types Available

Type	Extension	Description	Example	LongShort
Account	ID1	Client Demographic Information	FNMMDDYY.ID1	Yes
Position	PS1	Record of open positions	FNMMDDYY.PS1	Yes
Price	MV1	Security prices of open positions	FNMMDDYY.MV1	Yes
Security	SE1	Security information of open positions	FNMMDDYY.SE1	Yes
Transaction	TR1	Record of transactions	FNMMDDYY.TR1	Yes
Tax Lot	TL1	Account level tax lots and adjusted cost	FNMMDDYY.TL1	Yes
Closed Lot	HS1	YTD record of closed positions	FNMMDDYY.HS1	No
Alts Capital Commitment	CC1	Details of capital commitments	FNMMDDYY.CC1	No
Alts Security	AS1	Security details for alternatives	FNMMDDYY.AS1	No
Household	HH1	Household details	FNMMDDYY.HH1	No
Owners	OW1	Details of all account owners	FNMMDDYY.OW1	No
Balances	BL1	Account balances	FNMMDDYY.BL1	Yes
Restrictions	RS1	Account restrictions	FNMMDDYY.RS1	No
Branches	BR1	Branch and Rep Codes	FNMMDDYY.BR1	No
Third Party Agents	TP1	Third Party Agents with account access	FNMMDDYY.TP1	No

File Setup

Files are tab delimited and our recommendation is to leverage the delimiters for parsing purposes. Files can be configured to return no values based on the PII level defined below

PII Level	Tax ID	Home/Work Phone	DOB	Email	Address
All	Yes	Yes	Yes	Yes	Yes
Limited	No	Yes	Yes	Yes	Yes
None	No	No	No	No	No

File Delivery

Delivery is available ONLY via a GSCS-initiated SFTP push connection with shared, public key authentication.

Files are:

Generated each morning Tuesday to Saturday
Compressed into a .zip file using a GNU zip utility
Initial delivery will be placed with a “.temp” extension and renamed to drop “.temp” once the file is fully uploaded – Access to rename in the directory will be required
Delivered via SFTP by 7am ET

Note

PGP Encryption of files is available upon request at time of setup.

File Fields

Each field is fixed width, with a tab delimiter separating the fields. For numeric fields, you may need to trim any extra spaces embedded within the field.

Example: Two fields with a max length of 10 and 10 with a tab delimiter separating the two fields

XXXXXXXXXX XXXXXXXXXX

Accounts - Extension: ID1

The account file is a complete, daily snapshot of the latest account information that GSCS has on record. The account file is not delta a file; therefore, users are responsible to determine if any information has changed.

Restrictions are embedded in the account file. Multiple restrictions could be tied to an account and could result in duplicate entries in this file when that occurs.

The file contains information on two different types of accounts:

Entity Accounts are owned by an entity, such as partnerships, business trusts, etc. There may be multiple clients attached to a single account (e.g. trustees, authorized reps, etc.).
Client Accounts are owned by an individual, such as IRAs.

#	Field	Type	Description	Max Length
01	Routing Code	[a-z,A-Z,0-9]	Firm specific sub-directory	12
02	Account Number	[a-z,A-Z,0-9]	Account Number	12
03	Sub Account Number	[a-z,A-Z,0-9]	Account Number + sub-account number	16
04	Model Name	[a-z,A-Z,0-9]	Name of model the sub-account subscribed to	64
05	Tax ID	[a-z,A-Z,0-9]	Tax ID or SSN of the client	16
06	Advisor Rep ID	[a-z,A-Z,0-9]	Advisor ID	20
07	Custodian ID	[a-z,A-Z,0-9]	Value is 35 for GSCS and 78 for GS & Co	2
08	Client Name	[a-z,A-Z,0-9]	Full Client Name – For entity accounts leverage this field as the name of the client	77
09	Salutation	[a-z,A-Z,0-9]	No value is currently mapped to this field	1
10	Title	[a-z,A-Z,0-9]	Mr./Mrs./Dr. etc. unavailable for entity accounts	5
11	First Name	[a-z,A-Z,0-9]	Client’s first name unavailable for entity accounts	20
12	Middle Name	[a-z,A-Z,0-9]	Client’s middle name unavailable for entity accounts	20
13	Last Name	[a-z,A-Z,0-9]	Client’s last name unavailable for entity accounts	35
14	Suffix	[a-z,A-Z,0-9]	Jr./Sr./II etc. unavailable for entity accounts	5
15	Home Phone	[a-z,A-Z,0-9]	Client’s home phone	14
16	Work Phone	[a-z,A-Z,0-9]	Client’s work phone	14
17	Date of Birth	[a-z,A-Z,0-9]	Client’s date of birth unavailable for entity accounts	8
18	Email	[a-z,A-Z,0-9]	Client’s email address	75
19	Address Type	[a-z,A-Z,0-9]	Please see Appendix A for valid values	1
20	Address Line 1	[a-z,A-Z,0-9]	First line of the street address	35
21	Address Line 2	[a-z,A-Z,0-9]	Second line of the street address	35
22	Address Line 3	[a-z,A-Z,0-9]	Third line of the street address	35
23	City	[a-z,A-Z,0-9]	City of the address	32
24	State	[a-z,A-Z,0-9]	State of the address. Large field to handle US citizens living abroad	35
25	Zip Code	[a-z,A-Z,0-9]	Zip Code of the address	10
26	Country Code	[A-Z]	Please see Appendix B for valid values	2
27	Company	[a-z,A-Z,0-9]	Client’s employer	45
28	Employment Title	[a-z,A-Z,0-9]	Client’s job title	35
29	Website	[a-z,A-Z,0-9]	No value is currently mapped to this field	1
30	Account Type	[a-z,A-Z,0-9]	Please see Appendix C for details	1
31	Registration Info	[a-z,A-Z,0-9]	Account Registration Info	255
32	Sweep Ticker	[a-z,A-Z,0-9]	No value is currently mapped to this field	1
33	Sweep CUSIP	[a-z,A-Z,0-9]	No value is currently mapped to this field	1
34	Allocation	[a-z,A-Z,0-9]	Name of the allocation that the account is subscribed to	255
35	Account Name	[a-z,A-Z,0-9]	Name of the account	255
36	Plan Participant Name	[a-z,A-Z,0-9]	Name of the plan participant. for entity accounts only	85
37	Tax Lot Strategy	[a-z,A-Z,0-9]	Tax Lot Relief Selection Strategy. Please see Appendix D for valid values	4
38	ST Capital Gains Rate	[0-9].[0-9]	Short-term Capital Gains Rate if applicable to relief strategy	100
39	LT Capital Gains Rate	[0-9].[0-9]	Long-term Capital Gains Rate if applicable to relief strategy	100
40	Sub Account Name	[a-z,A-Z,0-9]	Name of the sub-account	50
41	Sub Account Status	[a-z,A-Z,0-9]	Close/Open Status of the sub-account (“C”=closed, “O”= open)	1
42	First Name_2	[a-z,A-Z,0-9]	First Name of secondary owner of account for certain account types	20
43	Last Name_2	[a-z,A-Z,0-9]	Last Name of secondary owner of account for certain account types	35
44	Tax ID_2	[a-z,A-Z,0-9]	Tax ID or SSN of secondary owner of account for certain account types	16
45	Address Type_2	[a-z,A-Z,0-9]	Please see Appendix A for valid values	1
46	Address Line 1_2	[a-z,A-Z,0-9]	First line of the street address of secondary Owner	35
47	Address Line 2_2	[a-z,A-Z,0-9]	Second line of the street address of secondary owner	35
48	Address Line 3_2	[a-z,A-Z,0-9]	Third line of the street address of secondary owner	35
49	City_2	[a-z,A-Z,0-9]	City of Beneficial Owner	32
50	State_2	[a-z,A-Z,0-9]	State of Beneficial Owner Large field to handle US Citizens living abroad	35
51	Zipcode_2	[a-z,A-Z,0-9]	Zip code of Beneficial Owner	10
52	Restricted Title	[a-z,A-Z,0-9]	Complete or Sell All	50
53	Restricted Value	[a-z,A-Z,0-9]	See Appendix E for valid restriction reasons	50
54	Option Enabled	[a-z,A-Z,0-9]	Eligible for option trading	1
55	Account Open Date	[a-z,A-Z,0-9]	Date account opened on system in MM/DD/YY format when applicable	8
56	Account Margin Indicator	[a-z,A-Z,0-9]	Identifies if account is approved for Margin. Please see Appendix O for valid values	1
57	Account Type Description	[a-z,A-Z,0-9]	Description of the type of account. Please see Appendix C for valid values	50
58	PM Code	[a-z,A-Z,0-9]	Identifier for an SMA Manager	15
59	Dividend Reinvestment Flag	[a-z,A-Z,0-9]	Flag that is indicative of whether the dividend should be reinvested or paid as cash	1
60	Restriction Code	[a-z,A-Z,0-9]	“CR” – Complete Restriction; “SR” – Sell Only Restriction	2
61	Restriction Reason Code	[a-z,A-Z,0-9]	See Appendix E for descriptions	3
62	Date of Birth	Date	MM/DD/YYYY format	10
63	Account Open Date	Date	MM/DD/YYYY format	10
64	RMD Amount	[0-9].[0-9]	The required minimum distribution (RMD) amount for the current year	24
65	YTD Distribution	[0-9].[0-9]	The YTD distribution taken for the account	24
66	RMD Date	Date	MM/DD/YYYY format	10
67	Broker Dealer	[a-z,A-Z,0-9]	Broker Dealer affiliation of the advisor	35
68	Date of Formation	Date	Date of Formation	10
69	All Parties Individuals	[a-z,A-Z,0-9]	Yes or No	1
70	Statutory Trust	[a-z,A-Z,0-9]	Yes or No	1
71	Country of Organization	[a-z,A-Z,0-9]	Country Code	2
72	State of Organization	[a-z,A-Z,0-9]	State Code	2
73	Account Category	[a-z,A-Z,0-9]	Account Category	20

Positions - Extension: PS1

The position file exports trade-date balances for all accounts.

Pending cash will have the ticker CASHP and settled cash will have the ticker CASHA. Long/short indicator is required for all positions not CASHA or CASHP. The quantity number will reflect debit/credit for CASHA and CASHP (do not use the Long/short indicator).

Total cash balance (available to trade) should include CUSIPS DP.SWEEP, DP.PLUS, DP.CASH, CASHA, and CASHP.

Total cash balance for withdrawal should include CUSIPS DP.SWEEP, DP.PLUS, DP.CASH, and CASHA. Excluding CASHP (unsettled cash).

#	Field	Type	Description	Max Length
01	Routing Code	[a-z,A-Z,0-9]	Firm specific sub-directory	12
02	Account Number	[a-z,A-Z,0-9]	Account number	12
03	Sub-account Number	[a-z,A-Z,0-9]	Account number + sub-account number	12
04	Tax ID	[a-z,A-Z,0-9]	Tax ID or SSN of the client	16
05	Advisor Rep ID	[a-z,A-Z,0-9]	Designated Branch and Rep Code with hyphen in between	15
06	Long/short indicator	[A-Z]	“L”= Long, “S”=Short	1
07	Instrument Type	[a-z,A-Z,0-9]	Please see Appendix F for valid values	8
08	CUSIP	[a-z,A-Z,0-9]	Instrument CUSIP	12
09	Ticker	[a-z,A-Z,0-9]	Instrument Ticker	25
10	Position Date	Date	Trade date position in MM/DD/YY format	8
11	Quantity	[0-9].[0-9]	Number of shares or (for Fixed Income) current face value	24
12	Forex Rate	[0-9].[0-9]	Foreign exchange rate	25
13	Market Value	[0-9].[0-9]	Total market value	25
14	Model Name	[a-z,A-Z,0-9]	Name of the model sub-account is subscribed to	64
15	Folio Name	[a-z,A-Z,0-9]	Name of the sub-account	50
16	Expiration Date	Date	Option expiration date in MM/DD/YY format when applicable	8
17	Strike Price	[0-9].[0-9]	Strike price of option when applicable	24
18	Underlying CUSIP	[a-z,A-Z,0-9]	CUSIP of underlying security when applicable	25
19	Underlying Ticker	[a-z,A-Z,0-9]	Ticker symbol of underlying security when applicable	25
20	Accrued Interest	[0-9].[0-9]	Buy Interest when applicable	11
21	Original Face	[0-9]	Face value of a bond or the value of a stock certificate, as stated in the corporate charter. Stock certificates issued for purchased shares show the par value.	11
22	Maturity Date	Date	Maturity date of security in MM/DD/YY format when applicable	8
23	Coupon Rate	[0-9].[0-9]	Interest rate paid by the security when applicable	20
24	Security Description	[a-z,A-Z,0-9]	Security description	75
25	Dividend Reinvestment Flag	[a-z,A-Z,0-9]	Indicators are Y- "Yes", N - "No"	1
26	Position Date (New Format)	Date	MM/DD/YYYY format	10
27	Expiration Date (New Format)	Date	MM/DD/YYYY format	10
28	Maturity Date (New Format)	Date	MM/DD/YYYY format	10
29	Restricted Shares	[0-9].[0-9]	Number of shares restricted from trading	24
30	Accrued Interest T	[0-9].[0-9]	For fixed income securities that have accrued interest	13
31	Accrued Interest T-1	[0-9].[0-9]	For fixed income securities that have accrued interest for the previous calendar date	13
32	Accrued Interest T-2	[0-9].[0-9]	For fixed income securities that have accrued interest for the calendar date - 2	13
33	Accrued Interest T-3	[0-9].[0-9]	For fixed income securities that have accrued interest for the calendar date - 3	13
34	Broker Dealer	[a-z,A-Z,0-9]	Broker Dealer affiliation of the advisor	35

Price - Extension: MV1

The price file exports daily closing prices. Where a price is missing or not available, the price field will be set to “NO PRICE FOUND”.

#	Field	Type	Description	Max Length
01	Routing Code	[a-z,A-Z,0-9]	Firm specific sub-directory	12
02	Instrument Type	[a-z,A-Z,0-9]	Please see Appendix F for valid values	8
03	Currency	[a-z,A-Z,0-9]	Currency of the closing price	12
04	Market Code	[a-z,A-Z,0-9]	Please see Appendix G for valid values	5
05	Ticker	[a-z,A-Z,0-9]	Instrument Ticker	25
06	CUSIP	[a-z,A-Z,0-9]	Instrument CUSIP	12
07	Date	Date	Pricing date in MM/DD/YY format	8
08	Closing Price	[0-9].[0-9]	Price of security	25
09	Distribution	[0-9].[0-9]	No value is currently mapped to this field	25
10	Description 1	[a-z,A-Z,0-9]	Security Description part 1	40
11	Description 2	[a-z,A-Z,0-9]	Security Description part 2	40
12	Issue Size	[0-9].[0-9]	Par value of security, when applicable	20
13	Principle Balance Factor	[0-9].[0-9]	Factor of original total principal amount when applicable	31
14	Date	Date	MM/DD/YYYY format	10
15	Extra Security Description	[a-z,A-Z,0-9]	Security Description aligned with PS1 and TR1 files	256
16	Broker Dealer	[a-z,A-Z,0-9]	Broker Dealer affiliation of the advisor	35

Security - Extension: SE1

The security file exports security information.

#	Field	Type	Description	Max Length
01	Routing Code	[a-z,A-Z,0-9]	Firm specific sub-directory	12
02	Security Name	[a-z,A-Z,0-9]	Name of security	75
03	Ticker	[a-z,A-Z,0-9]	Instrument Ticker symbol	25
04	CUSIP	[a-z,A-Z,0-9]	Instrument CUSIP number	12
05	Instrument Type	[a-z,A-Z,0-9]	Please see Appendix F for valid values	16
06	Maturity Date	Date	MM/DD/YY when applicable	8
07	Expiration Date	Date	Option expiration date in MM/DD/YY format when applicable	8
08	Call Date	Date	MM/DD/YY when applicable	8
09	Call Price	[0-9].[0-9]	Price of buy back when applicable	16
10	Issue Date	Date	MM/DD/YY when applicable	8
11	First Coupon Date	Date	MM/DD/YY when applicable	8
12	Coupon Rate	[0-9].[0-9]	Coupon rate on security when applicable	30
13	Share Per Contract	[0-9]	Number of shares per option otherwise [Empty]	5
14	Call or Put	[a-z,A-Z,0-9]	Option type when applicable	1
15	Strike Price	[a-z,A-Z,0-9]	Price to exercise contract when applicable	20
16	Mutual Fund Offering	[a-z,A-Z,0-9]	Please see Appendix G for valid values	30
17	Asset Type	[a-z,A-Z,0-9]	Please see Appendix L for valid values	3
18	Maturity Date	Date	MM/DD/YYYY format	10
19	Expiration Date	Date	MM/DD/YYYY format	10
20	Call Date	Date	MM/DD/YYYY format	10
21	Issue Date	Date	MM/DD/YYYY format	10
22	First Coupon Date	Date	MM/DD/YYYY format	10
23	Security Description	[a-z,A-Z,0-9]	Security Description aligned with PS1 and TR1 files	256
24	Broker Dealer	[a-z,A-Z,0-9]	Broker Dealer affiliation of the advisor	35

Transactions – Extension: TR1

The transaction file exports sub-account activity, which combined reflect the total activity of an account.

Leverage Reference Code for more granular transaction descriptions for the Transaction Codes of MFEEI, CDEP, CLTW, SRI, and SDO. These more granular descriptions are provided in the new columns added to the file under Transaction Type.

#	Field	Type	Description	Max Length
01	Routing Code	[a-z,A-Z,0-9]	Firm specific sub-directory	12
02	Account Number	[a-z,A-Z,0-9]	Account number	12
03	Sub Account Number	[a-z,A-Z,0-9]	Account number + sub-account number	12
04	Tax ID	[a-z,A-Z,0-9]	Tax ID or SSN of the client	12
05	Advisor Rep ID	[a-z,A-Z,0-9]	Designated Branch and Rep Code with hyphen in between	15
06	Transaction Code	[a-z,A-Z,0-9]	Please see Appendix H for valid values	12
07	Instrument Type	[a-z,A-Z,0-9]	Please see Appendix F for valid values	16
08	CUSIP	[a-z,A-Z,0-9]	Instrument CUSIP number	12
09	Ticker	[a-z,A-Z,0-9]	Instrument Ticker symbol	25
10	Trade Date	Date	MM/DD/YY format	8
11	Settle Date	Date	MM/DD/YY format	8
12	Tax Date	Date	MM/DD/YY format	8
13	Quantity	[0-9].[0-9]	Number of shares or (for fixed income) current face value	24
14	Forex Rate	[0-9].[0-9]	Foreign exchange rate (0.0 for transactions not affecting cash)	24
15	Price	[0-9].[0-9]	The price of the transaction based on Dollars/Share	24
16	Trade Amount	[0-9].[0-9]	The dollar amount of the transaction (net amount + comm/fees)	24
17	Acquisition Cost	[0-9].[0-9]	Otherwise known as tax cost. Will be the same as ‘Trade Amount’ except for SR1 and SDO transactions	24
18	House Commission	[0-9].[0-9]	No value is currently mapped to this field	24
19	Rep Commission	[0-9].[0-9]	Commission paid to advisor representative	24
20	Total Commission	[0-9].[0-9]	Total Commission	24
21	Exchange Fee	[0-9].[0-9]	Charges incurred by investors and traders when they buy, sell, or hold financial instruments on a financial exchange	24
22	Other Fee	[0-9].[0-9]	SEC Fee is being charged under other fee section	24
23	Withhold Tax	[0-9].[0-9]	For taxable accounts this indicates the federal withholding tax charged	24
24	Foreign Withhold Tax	[0-9].[0-9]	For taxable accounts this indicates the foreign withholding tax charged	24
25	Stop Sweep	[a-z,A-Z,0-9]	No value is currently mapped to this field	24
26	Broker Code	[a-z,A-Z,0-9]	Indicates which exchange the trade was executed at.	6
27	GSCS Identifier	[a-z,A-Z,0-9]	GSCS internal identifier for the transaction	100
28	Cancel Flag	[A-Z]	“Y” = cancel	1
29	Comment 1	[0-9]	Comments	100
30	Comment 2	[a-z,A-Z,0-9]	Comments	20
31	Comment 3	[a-z,A-Z,0-9]	Comments	100
32	Reason for Trade	[a-z,A-Z,0-9]	Please see Appendix I for valid values	2
33	Expiration Date	Date	Option expiration date in format of MM/DD/YY when applicable	8
34	Strike Price	[0-9].[0-9]	Strike price of option when applicable	25
35	Underlying CUSIP	[a-z,A-Z,0-9]	Underlying Instrument CUSIP number when applicable	25
36	Underlying Ticker	[a-z,A-Z,0-9]	Underlying Instrument Ticker symbol when applicable	25
37	Accrued Interest	[0-9].[0-9]	Buy Interest	25
38	Original Face	[0-9]	Face value of a bond or the value of a stock certificate, as stated in the corporate charter. Stock certificates issued for purchased shares show the par value.	100
39	Maturity Date	Date	MM/DD/YY when applicable	8
40	Coupon Rate	[0-9].[0-9]	Interest rate paid by the security when applicable	25
41	Security Description	[a-z,A-Z,0-9]	Security description	100
42	Mutual Fund Offering	[a-z,A-Z,0-9]	Please see Appendix G for valid values	30
43	Reported Price	[0-9].[0-9]	Price reported on transaction	20
44	Solicited Flag	[a-z,A-Z,0-9]	Indicators: “Y” – yes, “N” – no	1
45	Discretionary Flag	[a-z,A-Z,0-9]	Discretion or POA over account's trading. “Y”–yes, “N”– no, ”O”- Null	1
46	Capacity	[a-z,A-Z,0-9]	Please see Appendix N for valid values.	1
47	Trade Execution Time	[a-z,A-Z,0-9]	Time of trade execution	20
48	Rebill Indicator	[a-z,A-Z,0-9]	Please see Appendix M for valid values	1
49	Cash/Margin	[a-z,A-Z,0-9]	“C” – Cash , “M” - Margin	1
50	TR Number	[a-z,A-Z,0-9]	Transaction Number	19
51	Internal Cash Transfer Account	[a-z,A-Z,0-9]	Contra account number for Internal Cash Transfers	10
52	External Transfer Account Number	[a-z,A-Z,0-9]	ACATC and ACATS transactions with external account number, if available	20
53	Trade Date	Date	MM/DD/YYYY format	10
54	Settle Date	Date	MM/DD/YYYY format	10
55	Tax Date	Date	MM/DD/YYYY format	10
56	Expiration	Date	MM/DD/YYYY format	10
57	Maturity	Date	MM/DD/YYYY format	10
58	Trade Execution Time	Date	MM/DD/YYYY format	20
59	Reference Code	[a-z,A-Z,0-9]	Refer to the Appendix H description	30
60	Confirmed (Alternative Investments Only)	[a-z,A-Z,0-9]	Indicators are Y- "Yes", N - "No" to indicate Alternative product confirmed or not	1
61	Category	[a-z,A-Z,0-9]	Category of the transaction	25
62	Sub Category	[a-z,A-Z,0-9]	Sub Category of the transaction	30
63	Transaction Type	[a-z,A-Z,0-9]	Transaction Type of the transaction	150
64	Description	[a-z,A-Z,0-9]	Description of cash transactions	200
65	Additional Description	[a-z,A-Z,0-9]	Additional description of cash transactions	200
66	Broker Dealer	[a-z,A-Z,0-9]	Broker Dealer affiliation of the advisor	35
67	Category ID	[a-z,A-Z,0-9]	Category ID	3
68	Sub Category ID	[a-z,A-Z,0-9]	Sub Category ID	5
69	Transaction Type – Reference Code	[a-z,A-Z,0-9]	Transaction Type – Reference Code	43
70	IRA Year	Date	IRA Year	5
71	IRA Tax Code	[a-z,A-Z,0-9]	IRA Tax Code	5
72	IRA Tax Code Description	[a-z,A-Z,0-9]	IRA Tax Code Description	100
73	IRA Federal Tax	[a-z,A-Z,0-9]	IRA Federal Tax	20
74	IRA State Tax	[a-z,A-Z,0-9]	IRA State Tax	20
75	IRA State Code	[a-z,A-Z,0-9]	IRA State Code	5
76	Contra Account Number	[a-z,A-Z,0-9]	Contra Account Number	12
77	Contra Account Type	[a-z,A-Z,0-9]	Contra Account Type	1
78	CLR Fee	[0-9].[0-9]	Charges incurred by investors and traders associated with clearing house transactions* (New to Specification 3.6)	24
79	ECN Fee	[0-9].[0-9]	Charges incurred by investors and traders associated with Electronic Communication Networks* (New to Specification 3.6)	24
80	BRK Fee	[0-9].[0-9]	Charges incurred by investors and traders associated with brokerage transactions* (New to Specification 3.6)	24
81	OCC Fee	[0-9].[0-9]	Charges incurred by investors and traders associated with options transactions* (New to Specification 3.6)	24
82	TEFRA Fee	[0-9].[0-9]	Charges incurred by investors and traders associated with the Tax Equity and Fiscal Responsibility Act (New to Specification 3.6)	24

Tax Lot – Extension: TL1

The tax lot file exports account level tax lot information for all open positions.

Adjusted Cost will have the most up to date cost basis information, which includes adjustments from corporate actions, wash sales, inheritance step up, etc. For transferred positions, we will often not get original cost and we receive the adjusted cost from the counter party.

The 35-character “Long Lot ID” value has superseded the previous “Lot ID”, which will be delivered as a blank value after 6/30/2025.

#	Field	Type	Description	Max Length
01	Routing Code	[a-z,A-Z,0-9]	Firm specific sub-directory	12
02	Account Number	[a-z,A-Z,0-9]	Account number	12
03	Lot ID	[a-z,A-Z,0-9]	Identifies tax lot (sent blank after June 2025)	10
04	CUSIP	[a-z,A-Z,0-9]	Instrument CUSIP number	25
05	Ticker	[a-z,A-Z,0-9]	Instrument Ticker symbol	25
06	Quantity	[0-9].[0-9]	Number of shares or (for Fixed Income) current face value	21
07	Original Cost	[0-9].[0-9]	Full amount paid for security includes fees, commissions	18
08	Purchase Date	Date	Date lot purchased in MM/DD/YY format	8
09	Unit Cost	[0-9].[0-9]	Price per quantity of tax lot	25
10	Holding Period	[a-z,A-Z,0-9]	Long or Short	5
11	Instrument Type	[a-z,A-Z,0-9]	Please see Appendix F for valid values	10
12	Market Value	[a-z,A-Z,0-9]	Total market value	18
13	Adjusted Cost	[0-9].[0-9]	Original Cost plus/minus any adjustments	18
14	Advisor Rep ID	[a-z,A-Z,0-9]	Designated Branch and Rep Code with hyphen in between	10
15	Expiration Date	Date	Option expiration date in MM/DD/YY format when applicable	8
16	Strike Price	[0-9].[0-9]	Strike price of option when applicable	18
17	Underlying CUSIP	[a-z,A-Z,0-9]	Underlying Instrument CUSIP number when applicable	25
18	Underlying Ticker	[a-z,A-Z,0-9]	Underlying Instrument Ticker symbol when applicable	25
19	Accrued Interest	[0-9].[0-9]	Buy Interest when applicable	18
20	Original Face	[a-z,A-Z,0-9]	No value is currently mapped to this field	18
21	Maturity Date	Date	MM/DD/YY when applicable	8
22	Coupon Rate	[0-9].[0-9]	Interest rate paid by the security when applicable	22
23	Security Description	[a-z,A-Z,0-9]	Security description	75
24	Taxable Account Indicator	[a-z,A-Z,0-9]	Indicators: “Y” – yes, “N” – no	1
25	Purchase Date	Date	MM/DD/YYYY format	10
26	Expiration Date	Date	MM/DD/YYYY format	10
27	Maturity Date	Date	MM/DD/YYYY format	10
28	Long Lot ID	[0-9].[0-9]	Identifies tax lot, use instead of Lot ID	35
29	Broker Dealer	[a-z,A-Z,0-9]	Broker Dealer affiliation of the advisor	35
30	Long Short Indicator	[A-Z]	Long or Short position indicator (New to Specification 3.6	5
31	Lot Confirmation	[A-Z]	Y or N full lot info received (New to Specification 3.6	1
32	Verified Zero	[A-Z]	Y or N if value is verified as $0 (New to Specification 3.6	1

Closed Tax Lot – Extension: HS1

The closed tax lot file exports all closed tax lots YTD at an account level.

#	Field	Type	Description	Max Length
01	Routing Code	[a-z,A-Z,0-9]	Firm specific sub-directory	12
02	Account Number	[a-z,A-Z,0-9]	Account number	12
03	CUSIP	[a-z,A-Z,0-9]	Instrument CUSIP number	25
04	Ticker	[a-z,A-Z,0-9]	Instrument Ticker symbol	25
05	Instrument Name	[a-z,A-Z,0-9]	Please see Appendix F for valid values	10
06	Currency	[a-z,A-Z,0-9]	3 character code, e.g. USD, for the security	3
07	Trade Date	Date	MM/DD/YY format	8
08	Quantity	[0-9].[0-9]	Number of shares or (for fixed income) current face value	21
09	Trade Amount	[0-9].[0-9]	The dollar amount of the transaction (net amount + comm/fees)	18
10	Short Term Gain or Loss	[a-z,A-Z,0-9]	Gain or loss for sale of security held for less than 1 year	18
11	Long Term Gain or Loss	[a-z,A-Z,0-9]	Gain or loss for sale of security held for longer than 1 year	18
12	Wash Sale Indicator	[A-Z]	Was this part of a wash sale? Valid values: Y, N	1
13	Disallowed Loss	[a-z,A-Z,0-9]	Amount disallowed due to wash sales	18
14	Trade Date FX Rate	[a-z,A-Z,0-9]	Currency exchange rate	8
15	Settlement Date	Date	MM/DD/YY format	8
16	Opening Trade Date	Date	MM/DD/YY format	8
17	Original Cost	[0-9].[0-9]	Original cost of tax lot	18
18	Adjusted Cost	[a-z,A-Z,0-9]	Full amount paid includes fees, commissions & wash sales	18
19	Original Face	[a-z,A-Z,0-9]	No value is currently mapped to this field	10
20	Average Cost Lot Indicator	[a-z,A-Z,0-9]	Current value = N	1
21	Accounting Method	[a-z,A-Z,0-9]	Please see Appendix J for valid values	4
22	Gift Date	Date	MM/DD/YY format	8
23	Inheritance Date	Date	MM/DD/YY format	8
24	Covered Indicator	[A-Z]	C or N	1
25	Advisor Rep ID	[a-z,A-Z,0-9]	Designated Branch and Rep Code with hyphen in between	15
26	Par Value	[a-z,A-Z,0-9]	Par value for applicable securities	10
27	Security Description	[a-z,A-Z,0-9]	Security description	75
28	Taxable Account Indicator	[a-z,A-Z,0-9	Indicators: “Y” – yes, “N” – no	1
29	Trade Date	Date	MM/DD/YYYY format	10
30	Settlement Date	Date	MM/DD/YYYY format	10
31	Opening Trade Date	Date	MM/DD/YYYY format	10
32	Gift Date	Date	MM/DD/YYYY format	10
33	Inheritance Date	Date	MM/DD/YYYY format	10
34	Broker Dealer	[a-z,A-Z,0-9]	Broker Dealer affiliation of the advisor	35

Alts Capital Commitment – Extension: CC1

The alts capital commitment file provides details for each specific capital call in the context of the amount committed.

#	Field	Type	Description	Max Length
01	Routing Code	[a-z,A-Z,0-9]	Firm specific sub-directory	12
02	Account Number	[a-z,A-Z,0-9]	Account Number	12
03	CUSIP/Ticker	[a-z,A-Z,0-9]	Instrument CUSIP	12
04	Commitment Date	MM/DD/YYYY	Date of capital commitment	10
05	Amount Committed	[a-z,A-Z,0-9]	Amount of $$ for a specific capital call	24
06	Amount Realized – Already Called Values	[a-z,A-Z,0-9]	Amount of $$ called/realized from previous calls	24

Alts Security - Extension: AS1

The alts security file provides information on the details of the asset involved in capital calls and capital commitments between GSCS Alts and external vendors.

#	Field	Type	Description	Max Length
01	Routing Code	[a-z,A-Z,0-9]	Firm specific sub-directory	12
02	CUSIP/Ticker	[a-z,A-Z,0-9]	Instrument CUSIP number	12
03	Instrument Name	[a-z,A-Z,0-9]	Please see Appendix F for valid values	50
04	Instrument Name	[a-z,A-Z,0-9]	Please see Appendix F for valid values	50
05	Fund Structure	[a-z,A-Z,0-9]	Unitized vs. Capital Balance	20
06	Security Type	[a-z,A-Z,0-9]	Ex: REIT vs, LLC vs Fund of Funds, etc.	20
07	Review Frequency	[a-z,A-Z,0-9]	The # of times a year an asset is reviewed by GSCS Operations	20
08	Date of First Review	Date	MM/DD/YYYY	10
09	Date of Last Review	Date	MM/DD/YYYY	10
10	Date of Next Review	Date	MM/DD/YYYY	10
11	Strategy	[a-z,A-Z,0-9]	Security Type	20
12	Funding Type	[a-z,A-Z,0-9]	Fully funded, capital call vs exchange fund/	20
13	Fund Size	[a-z,A-Z,0-9]	Total fund size in $$	24
14	Target Term	[a-z,A-Z,0-9]	Fund length (x years vs open ended)	30
15	Target IRR	[a-z,A-Z,0-9]	% of internal rate of return	30
16	Target Leverage	[a-z,A-Z,0-9]	% of capital from debt	30
17	Management Fee	[a-z,A-Z,0-9]	$$ charged (%of holdings) for management of funds	24
18	Carried Interest	[a-z,A-Z,0-9]	% of carried interest of the asset	24
19	Huddle Rate	[a-z,A-Z,0-9]	% of the asset hurdle rate	24
20	High Rate	[a-z,A-Z,0-9]	Lending %	1
21	High Watermark	[a-z,A-Z,0-9]	The peak in value that an investment fund	24
22	Minimum Investment	[a-z,A-Z,0-9]	Minimum investment to participate in the fund	24
23	Investor Eligibility	[a-z,A-Z,0-9]	Qualified purchaser	100
24	Asset Manager	[a-z,A-Z,0-9]	Name of Asset Manager (company name)	50
25	Asset Manager Contact	[a-z,A-Z,0-9]	Person of contact for asset manager (first and last name)	50
26	Asset Manager Phone	[a-z,A-Z,0-9]	Person of contact’s phone #	20
27	Asset Manager Email	[a-z,A-Z,0-9]	Person of contact’s email	50
28	Country of Abbrev	[a-z,A-Z,0-9]	See Appendix B for options	3
29	Tax Structure	[a-z,A-Z,0-9]	1099 vs K1	20

Household - Extension: HH1

The Household file gives all of the account groupings setup on our platform.

#	Field	Type	Description	Max Length
01	Routing Code	[a-z,A-Z,0-9]	Firm specific sub-directory	12
02	As Of Date	Date	MM/DD/YYYY	10
03	Household ID	[0-9].[0-9]	Internal identifier of the household	10
04	Name	[a-z,A-Z,0-9]	Name of the household visible to the user	50
05	Account Group Type	[a-z,A-Z,0-9]	Type of Household (Statement, Billing, etc.)	50
06	Group Attribute	[a-z,A-Z,0-9]	Defining it as true	25
07	Account Number	[a-z,A-Z,0-9]	Account number	12
08	Login ID	[a-z,A-Z,0-9]	The login of the head of the household	255
09	First Name	[a-z,A-Z,0-9]	Client’s first name unavailable for entity accounts	20
10	Last Name	[a-z,A-Z,0-9]	Client’s last name unavailable for entity accounts	35
11	Address Type	[a-z,A-Z,0-9]	Type of Address (Home, Business, etc.)	10
12	Household Address 1	[a-z,A-Z,0-9]	First line of the street address	35
13	Household Address 2	[a-z,A-Z,0-9]	Second line of the street address	35
14	Household Address 3	[a-z,A-Z,0-9]	Third line of the street address	35
15	Household City	[a-z,A-Z,0-9]	City of the address	32
16	Household State	[a-z,A-Z,0-9]	State of the address. Large field to handle US citizen’s living abroad	35
17	Household Zipcode	[a-z,A-Z,0-9]	Zip Code of the address	10
18	Country	[a-z,A-Z,0-9]	Please see Appendix B for valid values	2
19	Email	[a-z,A-Z,0-9]	Email address of the head of household	75

Owners - Extension: OW1

The Owners file gives details of all persons associated with accounts.

#	Field	Type	Description	Max Length
01	Routing Code	[a-z,A-Z,0-9]	Firm specific sub-directory	12
02	Owner Type	[a-z,A-Z,0-9]	Owner Type	25
03	Owner Level	[a-z,A-Z,0-9]	Owner Level	10
04	Relationship	[a-z,A-Z,0-9]	Relationship	50
05	Beneficiary Type	[a-z,A-Z,0-9]	Beneficiary Type	25
06	Share Percent	[0-9].[0-9]	Share Percent	15
07	Guardian	[a-z,A-Z,0-9]	Guardian	20
08	Executor/Capacity	[a-z,A-Z,0-9]	Executor/Capacity	10
09	Deceased Date	Date	Deceased Date	10
10	Trust Role	[a-z,A-Z,0-9]	Trust Role	30
11	Login ID	[a-z,A-Z,0-9]	Login ID	255
12	Account Number	[a-z,A-Z,0-9]	Account Number	12
13	Tax ID	[0-9]	Tax ID	9
14	Advisor Rep ID	[a-z,A-Z,0-9]	Advisor Rep ID	20
15	Account Type	[A-Z]	Please see Appendix C for details	1
16	Account Type Description	[a-z,A-Z,0-9]	Please see Appendix C for details	50
17	Client Name	[a-z,A-Z,0-9]	Client Name	255
18	Salutation	[a-z,A-Z,0-9]	Salutation	10
19	Title	[a-z,A-Z,0-9]	Owner Title	5
20	First Name	[a-z,A-Z,0-9]	First Name	25
21	Middle Name	[a-z,A-Z,0-9]	Middle Name	25
22	Last Name	[a-z,A-Z,0-9]	Last Name	205
23	Suffix	[a-z,A-Z,0-9]	Suffix	5
24	Home Phone	[a-z,A-Z,0-9]	Home Phone	14
25	Work Phone	[a-z,A-Z,0-9]	Work Phone	14
26	Date of Birth	Date	Date of Birth	8
27	Email	[a-z,A-Z,0-9]	Email	75
28	Mailing Address Type	[a-z,A-Z,0-9]	Mailing Address Type	10
29	Mailing Address Line 1	[a-z,A-Z,0-9]	Mailing Address Line 1	35
30	Mailing Address Line 2	[a-z,A-Z,0-9]	Mailing Address Line 2	35
31	Mailing Address Line 3	[a-z,A-Z,0-9]	Mailing Address Line 3	35
32	Mailing City	[a-z,A-Z,0-9]	Mailing City	32
33	Mailing State	[a-z,A-Z,0-9]	Mailing State	35
34	Mailing Zip Code	[0-9]	Mailing Zip Code	10
35	Mailing Country Code	[a-z,A-Z,0-9]	Mailing Country Code	2
36	Home Address Type	[a-z,A-Z,0-9]	Home Address Type	10
37	Home Address Type 1	[a-z,A-Z,0-9]	Home Address Type 1	35
38	Home Address Type 2	[a-z,A-Z,0-9]	Home Address Type 2	35
39	Home Address Type 3	[a-z,A-Z,0-9]	Home Address Type 3	35
40	Home City	[a-z,A-Z,0-9]	Home City	32
41	Home State	[a-z,A-Z,0-9]	Home State	35
42	Home Zip Code	[a-z,A-Z,0-9]	Home Zip Code	10
43	Home Country Code	[a-z,A-Z,0-9]	Home Country Code	2
44	Business Address Type	[a-z,A-Z,0-9]	Business Address Type	10
45	Business Address Type 1	[a-z,A-Z,0-9]	Business Address Type 1	35
46	Business Address Type 2	[a-z,A-Z,0-9]	Business Address Type 2	35
47	Business Address Type 3	[a-z,A-Z,0-9]	Business Address Type 3	35
48	Business City	[a-z,A-Z,0-9]	Business City	32
49	Business State	[a-z,A-Z,0-9]	Business State	35
50	Business Zip Code	[a-z,A-Z,0-9]	Business Zip Code	1
51	Business Country Code	[a-z,A-Z,0-9]	Business Country Code	2
52	Country Citizenship 1	[A-Z]	Country Citizenship 1	2
53	Country Citizenship 2	[A-Z]	Country Citizenship 2	2
54	Permanent US Resident	[a-z,A-Z,0-9]	Permanent US Resident	10
55	Employment Status	[a-z,A-Z,0-9]	Employment Status	1
56	Employer Name	[a-z,A-Z,0-9]	Employer Name	255
57	Line of Business	[a-z,A-Z,0-9]	Line of Business	50
58	Employer Country	[A-Z]	Employer Country	2
59	Annual Income	[0-9.0-9]	Annual Income	15
60	Net Worth	[0-9.0-9]	Net Worth	10
61	Liquid Net Worth	[0-9.0-9]	Liquid Net Worth	10
62	Source of Wealth	[a-z,A-Z,0-9]	Source of Wealth	50
63	Tax Bracket	[0-9]	Tax Bracket	15
64	Marital Status	[a-z,A-Z,0-9]	Marital Status	10
65	Dependent Number	[0-9]	Dependent Number	3
66	FINRA Affiliated	[a-z,A-Z,0-9]	FINRA Affiliated	100
67	FINRA Company	[a-z,A-Z,0-9]	FINRA Company	100
68	ten pct Shareholder	[A-Z]	ten pct Shareholder	1
69	ten pct Company	[a-z,A-Z,0-9]	ten pct Company	255
70	Politically Exposed	[a-z,A-Z,0-9]	Ownership by Politically Exposed Person	5
71	PEP Country	[a-z,A-Z,0-9]	Country related to Politically Exposed Person	200
72	Broker Dealer Affiliation	[a-z,A-Z,0-9]	Broker Dealer affiliation of the advisor	35

Balances - Extension: BL1

The Balances file is a daily snapshot of the accounts' cash and margin balances. (New to Specification 3.6)

#	Field	Type	Description	Max Length
01	Routing Code	[a-z,A-Z,0-9]	Firm specific sub-directory	12
02	Broker Dealer	[a-z,A-Z,0-9]	Broker Dealer affiliation of the advisor	35
03	Custodian ID	[a-z,A-Z,0-9]	Value is 35 for GSCS and 78 for GS&Co	2
04	Advisor Rep ID	[a-z,A-Z,0-9]	Designated Branch and Rep Code with hyphen in between	15
05	Account Number	[a-z,A-Z,0-9]	Account Number	12
06	Cash Balance for Trade Date	[0-9].[0-9]	Cash Buying Power trading in cash accounts and without margin leverage	24
07	Cash for Withdrawal	[0-9].[0-9]	Settled cash that is available to withdraw without using margin leverage	24
08	Cash for withdrawal on Margin	[0-9].[0-9]	Settled cash that is available to above minimum equity requirement	24
09	Total Assets	[0-9].[0-9]	Total market value	24
10	Margin Loan Balance	[0-9].[0-9]	Margin loan balance	24
11	Margin Equity	[0-9].[0-9]	Net equity of margin account	24
12	Margin Requirement	[0-9].[0-9]	House Requirement for RegT margin	24
13	Margin Excess/Deficit	[0-9].[0-9]	Margin excess/deficit	24
14	Open SMA Balance	[0-9].[0-9]	Start of day SMA balance	24
15	Open House Call Amount	[0-9].[0-9]	Open house call amount for RegT Margin, Margin call for Portfolio Margin	24
16	Open Fed Call	[0-9].[0-9]	Open fed/initial/RegT call amount	24
17	Open Exchange Call	[0-9].[0-9]	Open exchange/maintenance call amount	24
18	Non Margin Buying Power	[0-9].[0-9]	Buying power for trading non-marginable securities	24
19	Buying Power Equity and ETF	[0-9].[0-9]	Buying power for trading marginable securities, like equities or ETFs	24
20	Day Trading Buying Power	[0-9].[0-9]	Day trading margin buying power	24
21	PM All Product Stress	[0-9].[0-9]	House requirement calculated by GS Crest calculator.	24
22	Margin Type	[a-z,A-Z,0-9]	Type of margin, options are R (RegT) or PM (Portfolio Margin)	24

Restrictions - Extension: RS1

The Restrictions file details all restrictions associated with accounts. There could be multiple restrictions per account. (New to Specification 3.6)

#	Field	Type	Description	Max Length
01	Routing Code	[a-z,A-Z,0-9]	Firm specific sub-directory	12
02	Account Number	[a-z,A-Z,0-9]	Account Number	12
03	Sub Account Number	[a-z,A-Z,0-9]	Account Number + sub-account number	12
04	Restriction Type	[a-z,A-Z,0-9]	The type of restriction	50
05	Restriction Type Code	[a-z,A-Z,0-9]	The code associated with the type of restriction “CR” – Complete Restriction; “SR” – Sell Only Restriction; "AF" - Active Funds Hold	2
06	Restriction Reason	[a-z,A-Z,0-9]	The reason that the account is restricted See Appendix E for valid restriction reasons	50
07	Restriction Reason Code	[a-z,A-Z,0-9]	The code associated with the reason that the account is restricted See Appendix E for valid restriction reasons	3
08	Broker Dealer	[a-z,A-Z,0-9]	Broker Dealer affiliation of the advisor	35

Branches - Extension: BR1

The Branches file provides additional detail associated with Advisor Rep IDs. (New to Specification 3.6)

#	Field	Type	Description	Max Length
01	Routing Code	[a-z,A-Z,0-9]	Firm specific sub-directory	12
02	Login ID	[a-z,A-Z,0-9]	ID for use with API calls	255
03	Firm Code	[a-z,A-Z,0-9]	Firm Code used for the RIA	25
04	Firm Name	[a-z,A-Z,0-9]	Name of partner firm	50
05	Branch Code	[a-z,A-Z,0-9]	Four character branch code associated with firm	4
06	Branch Name	[a-z,A-Z,0-9]	Name of branch associated with firm	40
07	Rep Code	[a-z,A-Z,0-9]	Four character representative Code	4
08	Rep Name	[a-z,A-Z,0-9]	Name associated with Rep Code	40
09	Advisor Rep ID	[a-z,A-Z,0-9]	Value assigned to every account in the ID1 file	15

Third Party Agents - Extension: TP1

The Third Party Agents file provides details of entities acting as agents on accounts. (New to Specification 3.6)

#	Field	Type	Description	Max Length
01	Routing Code	[a-z,A-Z,0-9]	Firm specific sub-directory	12
02	Broker Dealer Affiliation	[a-z,A-Z,0-9]	Broker Dealer affiliation of the advisor	35
03	Account Number	[a-z,A-Z,0-9]	Account Number	12
04	Third Party Agent Type Code	[a-z,A-Z,0-9]	Code used to describe type of agent	2
05	Third Party Agent Type Description	[a-z,A-Z,0-9]	Description of agent type	100
06	Third Party Agent Code	[a-z,A-Z,0-9]	Code used to identify agent	4
07	Third Party Agent Description	[a-z,A-Z,0-9]	Name of agent	60
08	Third Party Agent Strategy	[a-z,A-Z,0-9]	General description of agent strategy	200

Dividends - Extension: DV1

The Dividends file provides details of dividends by security. (New to Specification 3.6)

#	Field	Type	Description	Max Length
01	Routing Code	[a-z,A-Z,0-9]	Firm specific sub-directory	12
02	CUSIP	[a-z,A-Z,0-9]	Instrument CUSIP	12
03	Declaration Date	[a-z,A-Z,0-9]	MM/DD/YYYY format	10
04	Ex-Dividend Date	[a-z,A-Z,0-9]	MM/DD/YYYY format	10
05	Record Date	[a-z,A-Z,0-9]	MM/DD/YYYY format	10
06	Payment Date	[a-z,A-Z,0-9]	MM/DD/YYYY format	10
07	Per-share Cash Rate	[a-z,A-Z,0-9]	The rate per share in cash	18
08	Taxable	[a-z,A-Z,0-9]	Indicates whether the dividend is taxable	1
09	Qualified Dividend Status	[a-z,A-Z,0-9]	Indicates whether the dividend is considerd qualified	1
10	Per-share Stock Rate	[a-z,A-Z,0-9]	The rate per share in stock	18
11	Dividend Type	[a-z,A-Z,0-9]	Descripion of the dividend type	100
12	Broker Dealer	[a-z,A-Z,0-9]	Broker Dealer affiliation of the advisor	35

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Overview
Accounts - Extension: ID1
Positions - Extension: PS1
Price - Extension: MV1
Security - Extension: SE1
Transactions – Extension: TR1
Tax Lot – Extension: TL1
Closed Tax Lot – Extension: HS1
Alts Capital Commitment – Extension: CC1
Alts Security - Extension: AS1
Household - Extension: HH1
Owners - Extension: OW1
Balances - Extension: BL1
Restrictions - Extension: RS1
Branches - Extension: BR1
Third Party Agents - Extension: TP1
Dividends - Extension: DV1

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